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Collectors Universe Inc

Underwriting Agreements Filter

EX-1
from SC 13D/A 1 page Exhibit 1 – Schedule of Transactions
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EX-1
from SC 13D/A ~5 pages Exhibit 1 - Schedule of Transactions
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EX-1.99.1
from 8-K 1 page Collectors Universe Declares Quarterly Cash Dividend of $0.325 Per Common Share
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EX-1
from SC 13G 1 page Joint Acquistion Statement
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EX-1
from SC 13G/A 1 page Exhibit 1 on October 22, 2004, Shannon River Partners, LP, Shannon River Partners II, L.P. and Shannon River Fund Management Co LLC, Wynnefield Partners Small Cap Value, L.P., Wynnefield Partners Small Cap Value L.P. I, Wynnefield Small Cap Value Offshore Fund, Ltd., Wynnefield Capital Management, LLC, and Wynnefield Capital, Inc., Jointly Filed a Statement of Beneficial Ownership on Schedule 13g (The "Original 13g") With Respect to the Issuer's Common Stock, Par Value $.001 Per Share (The "Common Stock"), Reflecting Shannon River Fund Management Co Llc's Relationship as Portfolio Manager With Respect to the Shares of Common Stock Beneficially Owned by Wynnefield Partners Small Cap Value, L.P., Wynnefield Partners Small Cap Value L.P. I, Wynnefield Small Cap Value Offshore Fund, Ltd., Wynnefield Capital Management, LLC, and Wynnefield Capital, Inc. as of January 1, 2005, Shannon River Fund Management Co LLC Ceased Serving as Portfolio Manager With Respect to the Shares of Common Stock Beneficially Owned by Wynnefield Partners Small Cap Value, L.P., Wynnefield Partners Small Cap Value L.P. I, Wynnefield Small Cap Value Offshore Fund, Ltd., Wynnefield Capital Management, LLC, and Wynnefield Capital, Inc. Therefore, All Further Filings, if Any, Required to Be Made by Shannon River Fund Management Co LLC and Its Affiliated Entities With Respect to the Securities Reported on the Original 13g Will Be Made Separately From All Such Filings Required, if Any, by Wynnefield Partners Small Cap Value, L.P., Wynnefield Partners Small Cap Value L.P. I, Wynnefield Small Cap Value Offshore Fund, Ltd., Wynnefield Capital Management, LLC, and Wynnefield Capital, Inc
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EX-1.1
from S-3/A 26 pages 3,000,000 Shares Collectors Universe, Inc. Common Stock Underwriting Agreement Dated February [·], 2005
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EX-1
from SC 13G/A 1 page Exhibit 1 on October 22, 2004, the Reporting Persons, Shannon River Partners, LP, Shannon River Partners II, LP and Shannon River Management, LLC Jointly Filed a Statement of Beneficial Ownership on Schedule 13g (The "Original 13g") With Respect to the Issuer's Common Stock, Par Value $.001 Per Share (The "Common Stock"), Reflecting Shannon River Management, Llc's Relationship as Portfolio Manager With Respect to the Shares of Common Stock Beneficially Owned by the Reporting Persons. as of January 1, 2005, Shannon River Management, LLC Ceased Serving as Portfolio Manager With Respect to the Shares of Common Stock Beneficially Owned by the Reporting Persons. Therefore, All Further Filings, if Any, Required to Be Made by Shannon River Management, LLC and Its Affiliated Entities With Respect to the Securities Reported on the Original 13g Will Be Made Separately From All Such Filings Required, if Any, by the Reporting Persons
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EX-1
from SC 13G 1 page Exhibit 1 Agreement of Joint Filing Pursuant to Rule 13d-1(k)(1) Under the Securities Exchange Act of 1934, as Amended, the Undersigned Hereby Consent to the Joint Filing on Their Behalf of a Single Schedule 13g and Any Amendments Thereto, With Respect to the Beneficial Ownership by Each of the Undersigned of Shares of Common Stock, $.001 Par Value Per Share, of Collectors Universe, Inc., a Delaware Corporation. the Undersigned Hereby Further Agree That This Statement May Be Executed in Any Number of Counterparts, Each of Which When So Executed Shall Be Deemed to Be an Original, but All of Which Counterparts Shall Together Constitute One and the Same Instrument. Dated: As of October 21, 2004 Wynnefield Partners Small Cap Value, L.P. By:wynnefield Capital Management, LLC, General Partner By: /S/Nelson Obus Nelson Obus, Managing Member Wynnefield Partners Small Cap Value, L.P. I By:wynnefield Capital Management, LLC, General Partner By: /S/Nelson Obus Nelson Obus, Managing Member Wynnefield Small Cap Value Offshore Fund, Ltd. By:wynnefield Capital, Inc. By: /S/Nelson Obus Nelson Obus, President Wynnefield Capital Management, LLC By: /S/Nelson Obus Nelson Obus, Managing Member Wynnefield Capital, Inc. By: /S/Nelson Obus Nelson Obus, President Shannon River Partners, L.P. By: Shannon River Capital Management, LLC, General Partner By:/S/Spencer Waxman Spencer Waxman, Managing Member Shannon River Partners II, L.P. By: Shannon River Capital Management, LLC, General Partner By:/S/Spencer Waxman Spencer Waxman, Managing Member Shannon River Capital Management, LLC By:/S/Spencer Waxman Spencer Waxman, Managing Member
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EX-1
from SC 13D ~10 pages Underwriting agreement
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EX-1.1
from S-1/A ~50 pages Form of Underwriting Agreement
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