National Holdings Corp Watch

from 8-K 8 pages Employment Agreement –Desena

from 8-K 8 pages Employment Agreement – Worman

from 8-K 8 pages Employment Agreement - Mullen

from 8-K 4 pages Termination Agreement

from 10-Q 50 pages Stock Purchase Agreement Among United Atlantic Capital, LLC, Mark H. Penske, Darin Pope and National Holdings Corporation, Dated as of February 7, 2020 Stock Purchase Agreement

from 10-K ~20 pages Employment Agreement

from 10-K ~20 pages Employment Agreement

from 10-K ~20 pages Employment Agreement

from 10-K ~5 pages National Holdings Corporation 2013 Omnibus Incentive Plan Restricted Stock Unit Agreement

from 10-K ~5 pages National Holdings Corporation 2013 Omnibus Incentive Plan Nonqualified Stock Option Agreement

from 8-K 22 pages Agreement (The “Agreement”) Between National Holdings Corp. and B. Riley Financial, Inc. November 14, 2018

from 8-K 20 pages Amended and Restated Warrant Agreement

from 8-K 2 pages June 16, 2017 Williams Financial Group Cityplace Tower 2711 N. Haskell Avenue, Suite 2900 Dallas, Tx 75204 Re: Termination of Asset Purchase Agreement By: /S/ Glenn Worman Name: Glenn Worman Title: Chief Operation Officer, & Chief Financial Officer By: /S/ David Williams Name: David Williams Title: President June 16, 2017 Page 2 of 2 Wfg Investments, Inc. By: /S/ David Williams Name: David Williams Title: President Wfg Advisors, LP By: /S/ David Williams Name: David Williams Title: President Wfg Strategic Alliance, Inc. By: /S/ David Williams Name: David Williams Title: President Advisory Marketing Services, LLC By: /S/ David Williams Name: David Williams Title: President

from 8-K 90 pages Asset Purchase Agreement by and Among National Holdings Corporation and the Williams Financial Group, Inc. Wfg Investments, Inc. Wfg Advisors, LP Wfg Strategic Alliance, Inc. Advisory Marketing Services, LLC Wfg Management Services, Inc. Dated as of March 10, 2017

from 10-Q ~10 pages Board Advisory Services Agreement

from 10-Q ~10 pages Board Advisory Services Agreement

from 8-K 17 pages Employment Agreement

from S-1/A 23 pages Warrant Agreement

from 8-K 2 pages Seventh Amendment to the Co-Executive Chairman Compensation Plan

from 8-K 1 page Sixth Amendment to the Co-Executive Chairman Compensation Plan