Ladenburg Thalmann Financial Services Inc. Watch

from 8-K 2 pages December 24, 2018 Frost Gamma Investments Trust 4400 Biscayne Blvd. 15th Floor Miami, Fl 33137 Attention: Steve Rubin and Veronica Miranda Re: Notice of Termination

from 8-K 13 pages Agreement

from 8-K ~1 page 3rd Amendment and Lease Extension Agreement

from 8-K ~10 pages Employment Agreement

from 8-K ~5 pages 1st Amendment and Lease Extension Agreement Investacorp Group Inc — Suite 1100

from 10-Q 5 pages Restricted Stock Award Agreement Pursuant to the Ladenburg Thalmann Financial Services Inc. Amended and Restated 2009 Incentive Compensation Plan

from 8-K ~10 pages Employment Agreement

from 8-K ~10 pages Employment Agreement

from 8-K ~10 pages Stock Pledge Agreement

from 8-K 1 page Ladenburg Thalmann Financial Services Inc. 4400 Biscayne Boulevard Miami, Fl 33137 February 26, 2014

from 8-K ~5 pages Amendment and Lease Extension Agreement

from 8-K ~10 pages January 30, 2013 Mr. Joseph Giovanniello, Jr. 40 Van Arsdale Place Manhasset, Ny 11030 Dear Joe

from 10-K 5 pages I Write to Confirm the Terms of Your Employment With Ladenburg Thalmann Financial Services Inc. (“Ltfs”). Effective January 1, 2012, This Letter Agreement (“Agreement”) Supersedes and Replaces Any Prior Agreements With Ladenburg Thalmann & Co. Inc. (“Ladenburg”) Concerning Your Employment. Effective January 1, 2012, You Will Be Chief Operating Officer of Ltfs; You Will Also Continue as a Registered Representative With Ladenburg

from 10-K 2 pages Ladenburg Thalmann Financial Services Inc. 4400 Biscayne Blvd., 12th Floor Miami, Florida 33137 December 15, 2011

from 8-K 1 page Ladenburg Thalmann Financial Services Inc. 4400 Biscayne Boulevard Miami, Florida 33137 February 8, 2012

from 8-K 1 page Non-Negotiable Promissory Note

from 8-K 1 page B. This Letter Agreement Constitutes an Amendment to and a Modification of the Amended Agreement and Shall for All Purposes Be Considered a Part of the Amended Agreement. Except as Amended Hereby, the Amended Agreement Is Confirmed and Ratified in All Respects and Shall Remain in Full Force and Effect. Please Indicate Your Agreement With the Foregoing by Countersigning Two Copies of This Letter Agreement in the Space Provided Below and Returning One of Such Copies to US. Very Truly Yours, Ladenburg Thalmann Financial Services Inc. By: /S/ Richard J. Lampen Richard J. Lampen President and Chief Executive Officer the Foregoing Letter Agreement Is Consented and Agreed to as of the Date First Above Written. By: /S/ Mark Zeitchick Mark Zeitchick

from 8-K ~20 pages Office Lease

from 10-Q 12 pages Form of Stock Purchase Agreement

from 10-Q 20 pages Form of Stock Purchase Agreement