AXT Inc Watch

from 10-K 10 pages First Amendment to Credit Agreement and Waiver

from 10-K 10 pages First Amendment to Credit Agreement and Waiver

from 8-K 26 pages Credit Agreement

from 10-K ~5 pages Credit Line Agreement (Agreement), This Is Not a Committed Loan Facility and Ubs Bank USA Is Not Obligated to You or Any Third Party to Satisfy Your Borrowing Requests. Ubs Bank USA Credit Line Loans May Not Be Used to Purchase, Carry, or Trade in Securities, or Pay Debt That Was Used to Purchase, Carry, or Trade in Securities, Payment of Principal Prior to the End of a Fixed Rate Contact May Result in Prepayment Fees, Changes in the Value of the Collateral Supporting Your Credit Line, as Well as Other Factors Described in the Agreement, May Limit Your Ability to Access Funds From Your Credit Line, Reliance on This Letter by a Third Party for Any Reason Shall in No Way Create Any Obligation Upon Ubs Bank USA to Such Third Party, Ubs Bank USA and Ubs Financial Services Inc. Are a Subsidiaries of Ubs AG Package Id: 0018589843 - 01e

from 10-K 4 pages Ubs Bank USA Variable Credit Line Account Number: (If Applicable) 5v 66301 Fg Fixed Credit Line Account Number: (If Applicable) 5f Credit Line Account Application and Ss#/Tin 94-3031310 Agreement for Organizations and Businesses Hb Internal Use Only for Internal Use Only Variable Credit Line Account at Ubs Bank USA AXT Inc 5v 66301 Fg Fixed Credit Line Account at Ubs Bank USA 5f Collateral Account(s) at Ubs Financial Services Inc. Insert the Information Below for Each Ubs Financial Services Inc. Account to Be Pledged to Secure the Borrower's Credit Line. Full Collateral (Securities) Account Title Branch Account Number Fa# 1) AXT Inc Fg 09583 Sm 2) 3) 4) 5) 6) Credit Line Account Select the Type of Credit Line Account: Þ Variable Credit Line Account O Fixed Credit Line Account O Both It You Do Not Indicate Your Preference You Will Be Deemed to Have Selected the "Both" Option

from 10-K ~20 pages Letter of Credit and Reimbursement Agreement

from 10-K ~20 pages Loan Agreement W/ U.S. Bank National Association

from S-1 ~50 pages Loan Agreement With U.S. Bank