BamSEC and AlphaSense Join Forces
Learn More

Morgan Stanley Capital V

Indentures Filter

EX-4.BBBB
from POSASR 5 pages [Form of Physically-Settled Pre-Paid Purchase Contract] Morgan Stanley Finance LLC [Insert Designation of Physically-Settled Pre-Paid Purchase Contracts] Physically-Settled Pre-Paid Purchase Contract(s) Physically-Settled Pre-Paid Purchase Contracts Between Morgan Stanley Finance LLC and or Registered Assigns, as Holder Hereunder
12/34/56
EX-4.AAAA
from POSASR 12 pages This Physically-Settled Indenture Pre-Paid Contract Has Not Been and Will Not Be Registered Under the Financial Instruments and Exchange Act of Japan (Law No.25 of 1948, as Amended, the “Fiea”). This Physically-Settled Indenture Pre-Paid Contract May Not Be Offered or Sold, Directly or Indirectly, in Japan or to or for the Account or Benefit of Any Resident of Japan (As Defined Under Item 5, Paragraph 1, Article 6 of the Foreign Exchange and Foreign Trade Act (Law No. 228 of 1949, as Amended)) or to Others for Re-Offering or Resale, 1 Applies to Global Purchase Contracts. Directly or Indirectly, in Japan or to or for the Account or Benefit of a Resident of Japan, Except Pursuant to an Exemption From the Registration Requirements of and Otherwise in Compliance With the Fiea and Any Other Applicable Laws, Regulations and Ministerial Guidelines of Japan.2
12/34/56
EX-4.ZZZ
from POSASR 12 pages This Cash-Settled Indenture Pre-Paid Contract Has Not Been and Will Not Be Registered Under the Financial Instruments and Exchange Act of Japan (Law No.25 of 1948, as Amended, the “Fiea”). This Cash-Settled Indenture Pre-Paid Contract May Not Be Offered or Sold, Directly or Indirectly, in Japan or to or for the Account or Benefit of Any Resident of Japan (As Defined Under Item 5, Paragraph 1, Article 6 of the Foreign Exchange and Foreign Trade Act (Law No. 228 of 1949, as Amended)) or to Others for Re-Offering or Resale, Directly or Indirectly, in Japan or to or for the Account or Benefit of a Resident of Japan, Except Pursuant to an Exemption From the Registration Requirements of and Otherwise in Compliance With the 1 Applies to Global Purchase Contracts. Fiea and Any Other Applicable Laws, Regulations and Ministerial Guidelines of Japan.2
12/34/56
EX-4.SSS
from POSASR 55 pages Morgan Stanley Finance LLC, as Issuer Morgan Stanley, as Guarantor and the Bank of New York Mellon, as Unit Agent, as Trustee and Paying Agent Under the Indenture Referred to Herein, and as Warrant Agent Under the Warrant Agreement Referred to Herein Unit Agreement (For Units Without Holders’ Obligations) Dated as of February 16, 2016
12/34/56
EX-4.RRR
from POSASR 108 pages Morgan Stanley Finance LLC, as Issuer Morgan Stanley, as Guarantor the Bank of New York Mellon, as Unit Agent, as Collateral Agent, as Trustee and Paying Agent Under the Indenture Referred to Herein, and as Warrant Agent Under the Warrant Agreement Referred to Herein and the Holders From Time to Time of the Units Described Herein [Form of Unit Agreement] Dated as of February 16, 2016
12/34/56
EX-4.QQQ
from POSASR 52 pages Morgan Stanley Finance LLC, as Issuer Morgan Stanley, as Guarantor and the Bank of New York Mellon, as Warrant Agent [Form of Warrant Agreement] Dated as of February 16, 2016
12/34/56
EX-4.PPP
from POSASR 16 pages [Form of Face of Note] Fixed Rate Senior Note
12/34/56
EX-4.OOO
from POSASR 22 pages [Form of Face of Note] Floating Rate Senior Note
12/34/56
EX-4.NNN
from POSASR 88 pages Morgan Stanley Finance LLC, as Issuer Morgan Stanley, as Guarantor and the Bank of New York Mellon, as Trustee Senior Indenture Dated as of February 16, 2016 Cross Reference Sheet1
12/34/56
EX-4.MMM
from POSASR 20 pages Amended and Restated Limited Liability Company Agreement of Morgan Stanley Finance, LLC
12/34/56
EX-4.LLL
from POSASR 1 page State of Delaware Certificate of Amendment
12/34/56
EX-4.KKK
from POSASR 1 page State of Delaware Certificate of Amendment
12/34/56
EX-4.JJJ
from POSASR 1 page Certlficate of Formation of Morgan Stanley Tower, LLC
12/34/56
EX-4.GG
from S-3ASR 52 pages [Form of Face of Note] Euro Senior Registered Floating Rate Renewable Note
12/34/56
EX-4.FF
from S-3ASR 16 pages [Form of Face of Note] Euro Fixed Rate Subordinated Registered Note
12/34/56
EX-4.EE
from S-3ASR 32 pages [Form of Face of Note] Euro Floating Rate Senior Registered Note
12/34/56
EX-4.DD
from S-3ASR 16 pages [Form of Face of Note] Euro Fixed Rate Senior Registered Note
12/34/56
EX-4.CC
from S-3ASR 22 pages [Form of Face of Note] Floating/Fixed Rate Senior Note
12/34/56
EX-4.BB
from S-3ASR 17 pages [Form of Face of Note] Fixed Rate Amortizing Senior Note
12/34/56
EX-4.AA
from S-3ASR 47 pages [Form of Face of Note] Subordinated Variable Rate Renewable Note
12/34/56