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Jewelcor Management Inc

Underwriting Agreements Filter

EX-1
from SC 13D 1 page Underwriting agreement
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EX-1
from SC 13D 1 page Exhibit 1. Stock Purchase Transactions Holtzman Opportunity Fund, LP Price Shares Per Share Total Purchased/ Including Cost / Date (Sold) Commissions (Proceeds) 01/11/2007 6,800 14.00 95,229 01/12/2007 1,100 14.10 15,517 01/16/2007 154,900 14.08 2,181,017 01/18/2007 23,500 14.43 339,130 02/08/2007 600 14.10 8,464 02/22/2007 100 14.33 1,433 02/26/2007 29,000 14.03 407,054 02/27/2007 (300) 13.81 (4,143) 02/27/2007 50,000 13.92 696,025 03/02/2007 15,800 13.53 213,799 03/05/2007 (398) 13.51 (5,378) 03/05/2007 398 13.50 5,376 Total 281,500 3,953,525 Seymour and Evelyn Holtzman Price Shares Per Share Total Purchased/ Including Cost / Date (Sold) Commissions (Proceeds) 03/06/2007 91,521 13.63 1,247,456 03/12/2007 740 13.91 10,292 03/13/2007 1,000 13.84 13,838 Total 93,261 1,271,586 Total Purchases 374,761 5,225,111
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EX-1
from SC 13D 1 page Exhibit 1. Stock Purchase Transactions Holtzman Opportunity Fund, LP Price Shares Per Share Total Purchased/ Including Cost / Date (Sold) Commissions (Proceeds) 10/23/2006 8,100 30.05 243,495 10/24/2006 2,100 29.97 62,957 10/25/2006 21,100 27.86 588,027 11/09/2006 400 29.83 11,936 11/13/2006 1,200 30.25 36,305 11/14/2006 2,500 30.39 76,000 11/21/2006 3,000 30.23 90,731 11/29/2006 500 29.99 15,000 12/1/2006 1,300 29.78 38,720 12/4/2006 2,100 29.95 62,916 12/6/2006 3,000 30.35 91,090 12/8/2006 1,000 30.50 30,511 12/12/2006 1,300 30.25 39,339 12/13/2006 3,300 30.28 99,969 12/14/2006 1,600 30.09 41,158 12/15/2006 500 30.54 15,273 12/18/2006 23,300 31.36 730,874 Total 76,300 2,281,303 Seymour and Evelyn Holtzman Price Shares Per Share Total Purchased/ Including Cost / Date (Sold) Commissions (Proceeds) 12/18/2006 12,000 31.32 375,964 12/18/2006 5,400 31.33 169,223 12/19/2006 23,400 31.38 734,310 12/20/2006 7,000 31.66 221,634 12/21/2006 1,200 32.25 38,707 12/22/2006 3,200 32.55 104,192 12/26/2006 700 32.15 22,510 12/28/2006 14,300 32.75 468,462 12/29/2006 1,700 32.76 55,711 1/3/2007 5,200 33.05 171,915 1/5/2007 2,900 34.25 99,346 1/9/2007 1,000 34.66 34,663 1/19/2007 300 37.42 11,228 Total 78,300 2,507,949 Jewelcor Management, Inc. Price Shares Per Share Total Purchased/ Including Cost / Date (Sold) Commissions (Proceeds) 1/19/2007 36,800 37.45 1,379,289 1/19/2007 3,800 37.54 142,665 1/24/2007 1,600 41.89 67,043 Total 42,200 37.65 1,588,997 Total Purchases 196,800 6,378,168
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EX-1
from SC 13D/A 2 pages Rule 10b5-1 Amended Sales Plan Agreement
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EX-1
from SC 13D/A ~5 pages Underwriting agreement
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EX-1
from SC 13D/A 1 page Underwriting agreement
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EX-1
from SC 13D/A ~10 pages Underwriting agreement
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EX-1
from SC 13D/A 1 page Casual Male's March 10, 2005 SEC 8-K Filing Effective January 27, 2005, Casual Male Retail Group, Inc. (The "Company") Accelerated the Vesting of All Outstanding Unvested Options Held by Directors, Officers and Employees Under the Company's 1992 Stock Incentive Plan. as a Result of the Acceleration, Options to Acquire 1,778,252 Shares of the Company's Common Stock, Which Otherwise Would Have Vested From Time to Time Over the Next 35 Months, Became Immediately Exercisable. the Company Accelerated These Options in Advance of the Effective Date of Statement of Financial Accounting Standards No. 123 (Revised 2004) "Share-Based Payment" ("Sfas 123r"). Sfas 123r Will Require That, Beginning July 31, 2005 (The Start of the Company's Third Fiscal Quarter), the Company Record as Compensation Expense in Its Statement of Operations the Fair Value of Employee Stock Options. the Company Has Estimated That the Transition Expense Associated With the Adoption of Sfas123r for These Outstanding Shares Would Have Resulted in a Charge of Approximately $3.6 Million to Be Recognized Over the Next Three Fiscal Years (Fiscal 2005 Through Fiscal 2007). as a Result of the Company's Decision to Accelerate the Vesting of These Options, the Company Has Been Able to Eliminate This Transition Expense. the Company Will, However, Recognize a One- Time Compensation Expense in Accordance With Apb Opinion No. 25 of Approximately $70,000 in the Fourth Quarter of Fiscal 2004 With Respect to Its In-The-Money Stock Options That Were Accelerated. in Authorizing This Acceleration, the Board of Directors Determined That the Overall Effect of Such Action Was in the Best Interests of the Company, Its Stockholders and Its Employees
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EX-1
from SC 13D 1 page Exhibit 1. Stock Purchase Transactions Price Shares Per Share Total Purchased/ Including Cost / Date (Sold) Commissions (Proceeds) 1/10/2005 5,200 26.36 137,057 1/12/2005 (200) 25.73 (5,146) 1/13/2005 14,676 26.08 382,769 1/21/2005 3,100 26.36 81,704 1/26/2005 600 26.27 15,765 2/1/2005 4,000 26.21 104,847 2/3/2005 3,800 26.12 99,272 2/8/2005 1,600 26.75 42,797 2/11/2005 3,200 26.76 85,639 2/14/2005 1,800 26.76 48,174 2/15/2005 1,626 26.62 43,286 2/16/2005 2,000 26.77 53,531 2/18/2005 1,000 26.91 26,912 2/24/2005 200 27.39 5,478 2/28/2005 24,000 26.90 645,625 3/3/2005 9,676 27.09 262,137 3/8/2005 3,266 27.37 89,406 3/10/2005 9,000 27.61 248,462
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EX-1
from SC 13D/A 1 page Underwriting agreement
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EX-1
from SC 13D/A 1 page Exhibit 1 via Facsimile and Federal Express August 6, 2004 Deutsche Bank Alex. Brown 280 Park Avenue, 3rd Floor New York, Ny 10017 Attn: Christopher Lee Re: Advanced Instructions to Sell Common Stock Between Jewelcor Management, Inc. and Deutsche Bank ALEX.BROWN, a Division of Deutsche Bank Securities, Inc., Dated June 9, 2004 ("Advanced Instructions"), as Amended by That Amendment Agreement Dated June 9, 2004, (The "Amendment", and Together With the Advanced Instructions, the "Agreement"). Dear Mr. Lee: Pursuant to the Last Paragraph of the Advanced Instructions and Paragraph 2(j) of Schedule 1 to the Above Referenced Agreement, Jewelcor Management, Inc. Hereby Terminates the Agreement Effective Immediately and Requests That Deutsche Bank ALEX.BROWN Revoke and Cease All Sales Under the Agreement. Please Sign a Copy of This Letter in the Space Provided Below and Return It to Me. Call Me if You Have Any Questions. Sincerely, Jewelcor Management, Inc. By: _/S/ Seymour Holtzman Chairman and Chief Executive Officer Accepted: Deutsche Bank Alex Brown By: Title: Date: \\W2k3server\users$\jquigley\deutsche Bank Alex Brown Letter 8-6-04.doc
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EX-1
from SC 13D/A ~5 pages Underwriting agreement
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EX-1
from SC 13D 1 page Exhibit 1 Directors and Officers of Jewelcor Management, Inc. Name and Position Principal Occupation Principal Business Address Seymour Holtzman, Chairman and Chief 100 N. Wilkes Barre Blvd. Chairman Executive Officer, Wilkes Barre, Jewelcor Management, Pennsylvania 18702 Inc. Richard Huffsmith, Vice 100 N.WILKES Barre Blvd. Vice President President Wilkes Barre, General Counsel General Counsel Pennsylvania 18702 Maria Sciandra, Corporate Secretary 100 N. Wilkes Barre Blvd. Corporate Secretary Wilkes Barre, Pennsylvania and Director 18702 Joseph Litchman, Vice President/ 100 N. Wilkes Barre Blvd. Vice President/ Treasurer Wilkes Barre, Pennsylvania Treasurer and 18702 Director
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EX-1
from SC 13D/A 1 page Underwriting agreement
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EX-1
from SC 13D/A 1 page Exhibit 1 Directors and Officers of Jewelcor Management, Inc. Name and Position Principal Occupation Principal Business Address Seymour Holtzman, Chairman and Chief 100 N. Wilkes Barre Blvd. Chairman Executive Officer, Wilkes Barre, Jewelcor Management, Pennsylvania 18702 Inc. Richard Huffsmith, Vice 100 N.WILKES Barre Blvd. Vice President President Wilkes Barre, General Counsel General Counsel Pennsylvania 18702 Maria Sciandra, Corporate Secretary 100 N. Wilkes Barre Blvd. Corporate Secretary Wilkes Barre, Pennsylvania and Director 18702 Joseph Litchman, Vice President/ 100 N. Wilkes Barre Blvd. Vice President/ Treasurer Wilkes Barre, Pennsylvania Treasurer and 18702 Director
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EX-1
from SC 13D/A 1 page Exhibit 1. via Federal Express April 5, 2004 John W. Raisbeck President and Chief Executive Officer Western Ohio Financial Corporation 28 East Main Street Springfield, Oh 45501-0509 Re: Jewelcor Management, Inc.'s Nomination of Directors Dear Mr. Raisbeck: In View of the Fact That the Board of Directors of Western Ohio Financial Corporation Has Announced Its Decision to Be Acquired by Wesbanco, Inc., Jewelcor Management, Inc. Hereby Withdraws Its Notice to Nominate Directors at the 2004 Annual Meeting of Stockholders of Western Ohio Financial Corporation. Please Feel Free to Call Me if You Have Any Questions. Sincerely, Richard L. Huffsmith Vice President/General Counsel Rlh/Jmq A:\john Raisbeck 4-5-04.doc
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EX-1
from SC 13D/A ~5 pages Underwriting agreement
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from SC 13D/A ~5 pages Underwriting agreement
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EX-1
from SC 13D 1 page Exhibit C Agreement of Joint Filing Pursuant to 13d-1(f) Promulgated Under the Securities Exchange Act of 1934, as Amended, the Undersigned Persons Hereby Agree to File With the Securities and Exchange Commission the Statement on Schedule 13d (The "Statement") to Which This Agreement Is Attached as an Exhibit, and Agree That Such Statement, as So Filed, Is Filed on Behalf of Each of Them. in Witness Whereof, the Undersigned Have Executed This Agreement. Dated: October 22, 2003 Jewelcor Management, Inc. by /S/ Seymour Holtzman Name: Seymour Holtzman Title: Chairman and Chief Executive Officer Jewelcor Inc. by /S/ Seymour Holtzman Name: Seymour Holtzman Title: Chairman and Chief Executive Officer Sh Holdings, Inc. by /S/ Seymour Holtzman Name: Seymour Holtzman Title: Chairman and Chief Executive Officer by /S/ Seymour Holtzman Name: Seymour Holtzman by /S/ Evelyn Holtzman Name: Evelyn Holtzman
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EX-1
from SC 13D 1 page Underwriting agreement
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