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Gamco Investors, Inc. Et Al

Formerly NYSE: GBL
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Indentures Filter

EX-4.1
from 8-K 58 pages Indenture Dated as of June 14, 2021 Between Gamco Investors, Inc. as Issuer, and Computershare Trust Company, N.A. as Trustee $54,040,000 2-Year Puttable Subordinated Notes Due 2023
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EX-4.9
from 10-K 2 pages Description of the Registrant’s Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934
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EX-4.1
from 8-K 24 pages Convertible Promissory Note
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EX-4.2
from S-3 43 pages Gamco Investors, Inc., Issuer and the Bank of New York Mellon, Trustee Indenture Dated as of [ ], 20[ ] Subordinated Debt Securities
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EX-4.1
from S-3 46 pages Gamco Investors, Inc., Issuer and the Bank of New York Mellon, Trustee Indenture Dated as of [ ], 20[ ] Senior Debt Securities
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EX-4.3
from 8-K 3 pages Third Supplemental Indenture Dated as of November 22, 2013 Between Gamco Investors, Inc. as Issuer and the Bank of New York Mellon as Trustee
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EX-4.2
from 8-K 3 pages First Supplemental Indenture Dated as of November 22, 2013 Between Gamco Investors, Inc. as Issuer and Computershare Trust Company, N.A. as Trustee
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EX-4.1
from 8-K 2 pages Indenture or similar
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EX-4.1
from 8-K 22 pages Second Supplemental Indenture Dated as of May 31, 2011 Between Gamco Investors, Inc. as Issuer and the Bank of New York Mellon as Trustee
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EX-4.1
from 8-K 57 pages Indenture Dated as of December 31, 2010 Between Gamco Investors, Inc. as Issuer, and Computershare Trust Company, N.A. as Trustee $100,000,000 0% Subordinated Debentures Due 2015
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EX-4.3
from S-3 35 pages Gabelli Asset Management Inc., Issuer and the Bank of New York, Trustee Indenture Dated as of [ ], 200_ Subordinated Debt Securities
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EX-4.1
from 8-K 10 pages Convertible Promissory Note
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EX-4.3
from S-3 13 pages Exchange and Standstill Agreement I. Representations and Warranties
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EX-4.2
from S-3 18 pages Exchange and Standstill Agreement I. Representations and Warranties
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EX-4.2
from 10-Q ~20 pages Convertible Promissory Note
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EX-4.1
from 10-Q 1 page Second Amendment to Note Purchase Agreement
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EX-4.3
from 10-Q ~5 pages Indenture or similar
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EX-4.2
from 10-Q ~20 pages Convertible Promissory Note
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EX-4.1
from 10-Q 1 page 1st Amendment to Note Purchase Agreement
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EX-4
from S-3 ~20 pages Exhibit 4.3(iii)
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