Harrington West Financial Group Inc/Ca – Filings and Transcripts – BamSEC

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ended 09/30/09 Q3

ended 06/30/09 Q2

ended 03/31/09 Q1

ended 12/31/08 FY 2008

ended 09/30/08 Q3

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Subsidiary, Los Padres Bank, Deemed Adequately Capitalized by the Office of Thrift Supervision and Relieved From Prompt Corrective Action

Inc. Notifies NASDAQ of Its Voluntary Withdrawal From Listing on the NASDAQ Global Market

Announces Financial Results for the September 2009 Quarter, Completes the Sale of Its Kansas Banking Operations for a $4.1 Million Premium, and Returns to Adequately Capitalized Per OTS Requirements

Inc. Receives NASDAQ Notification, Considers Securities Listing Options, and Schedules the Harrington Bank Closing for November 6, 2009

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