EX-1.1
from 8-K
12 pages
This Letter (The “Agreement”) Constitutes the Agreement Between Ladenburg Thalmann & Co., Inc. (“Ladenburg” or the “Placement Agent”) and Inventergy Global, Inc. (The “Company”), Pursuant to Which Ladenburg Shall Serve as the Exclusive Placement Agent for the Company in Connection With the Proposed Placement (The “Placement”) of Registered Shares (The “Shares”) of the Company’s Common Stock, Par Value $0.001 Per Share (The “Common Stock”). the Terms of Such Placement and the Shares Shall Be Mutually Agreed Upon by the Company and the Purchasers (Each, a “Purchaser” and Collectively, the “Purchasers”) and Nothing Herein Shall Be Deemed to Provide the Placement Agent With the Power or Authority to Bind the Company or Any Purchaser, or to Create an Obligation of the Company to Issue Any Shares or Complete the Placement. This Agreement and the Documents Executed and Delivered by the Company and the Purchasers in Connection With the Placement Shall Be Collectively Referred to Herein as the “Transaction Documents.” the Date of the Closing of the Placement Shall Be Referred to Herein as the “Closing Date.” the Company Expressly Acknowledges and Agrees That Ladenburg’s Obligations Hereunder Are on a “Reasonable Best Efforts” Basis Only and That the Execution of This Agreement Does Not Constitute a Commitment by Ladenburg to Purchase the Shares and Does Not Ensure the Successful Placement of the Shares or Any Portion Thereof or the Success of Ladenburg With Respect to Securing Any Other Financing on Behalf of the Company. the Placement Agent May Retain Other Brokers or Dealers to Act as Sub-Agents or Selected-Dealers (“Other Dealers”) on Its Behalf in Connection With the Placement. Section 1. Compensation
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