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Mountain States Capital Inc

Underwriting Agreements Filter

EX-1.3
from POS AM 1 page 3rd Amend to Heritage West Broker Dealer Agreement
12/34/56
EX-1.4
from SB-2/A 1 page Exhibit 1.4 Amendment to Separate Escrow Account Agreement the Separate Escrow Account Agreement (The "Agreement") Made and Entered Into as of the 22nd Day of August 2000 by and Between Mountain States Capital, Inc., an Arizona Corporation ("Mountain States"), Heritage West Securities, Inc., an Arizona Corporation ("Heritage West"), and Wells Fargo Bank National Association ("Escrow Agent") Is Amended This 30th Day of October, 2000. Section #1, Paragraph Two, of the Agreement Is Amended to Read: During the Term of This Agreement, Heritage West Shall Cause All Checks Received by It in Payment for the New Notes to Be Made Payable to and Endorsed in Favor Of: Wells Fargo Bank - Escrow Account Fbo Mountain States Capital, Inc. the Agreement Is Not Otherwise Amended Except as Expressly Set Forth Herein. in Witness Whereof, the Parties Hereto Have Caused This Amendment to the Agreement to Be Executed the Day and Year Set Forth Above. Mountain States Capital, Inc. By: /S/ Chad Collins Chad Collins, President Heritage West Securities, Inc. By: /S/ Paul F. Arutt Paul F. Arutt, President Wells Fargo Bank, National Association By: /S/ Kimberly A. Vann Its: Trust Officer
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EX-1.3
from SB-2/A 1 page 2nd Amendment to Broker Dealer Agreement
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EX-1.2
from SB-2/A ~5 pages Separate Account Agreement
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EX-1.2
from SB-2/A ~5 pages Separate Account Agrement
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EX-1.1
from SB-2 ~5 pages Broker/Dealer Agreement
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