Argos Therapeutics Inc Watch

from 8-K 4 pages Lenders Have Agreed That as of March 3, 2017, Lenders Shall Accept Payment of (A) $9,241,891.89 to Hcii, Plus, if Payment Is Made After 10:00 A.M. Eastern Time on March 3, 2017 (“Anticipated Payoff Date”), but Prior to 10:00 A.M. Eastern Time on March 6, 2017, $2,426.62 for Each Day After the Anticipated Payoff Date on Which Payment Is Received by Hcii (The “Horizon Payoff Amount”), (B) $6,477,501.57 to Fco V, Plus, if Payment Is Made After 10:00 A.M. Eastern Time on the Anticipated Payoff Date, but Prior to 10:00 A.M. Eastern Time on March 6, 2017, $1,702.56 for Each Day After the Anticipated Payoff Date on Which Payment Is Received by Fco V (The “Fco V Payoff Amount”) and (C) $7,385,347.73 to Fco VII Plus, if Payment Is Made After 10:00 A.M. Eastern Time on the Anticipated Payoff Date, but Prior to 10:00 A.M. Eastern Time on March 6, 2017, $1,941.19 for Each Day After the Anticipated Payoff Date on Which Payment Is Received by Fco VII (The “Fco VII Payoff Amount” and Collectively With the Fco V Payoff Amount, the “Fortress Payoff Amount”, and Collectively With the Horizon Payoff Amount and the Fco V Payoff Amount, the “Payoff Amount”) in Repayment of the Outstanding Obligations Under the Loan Agreement. the Agreement of Lenders Hereunder to Accept the Payoff Amount Is Conditioned on Receipt of the Payoff Amount No Later Than March 6, 2017

from 8-K 61 pages Venture Loan and Security Agreement Dated as of September 30, 2014 by and Among Horizon Technology Finance Corporation, a Delaware Corporation 312 Farmington Avenue Farmington, Ct 06032 as a Lender and Collateral Agent Fortress Credit Co LLC, a Delaware Limited Liability Company 1345 Avenue of Americas New York, Ny 10105 as a Lender and Argos Therapeutics, Inc., 4233 Technology Drive Durham, Nc 27704 a Delaware Corporation as Borrower Loan a Commitment Amount: $5,000,000 Loan B Commitment Amount: $7,500,000 Loan C Commitment Amount: $5,000,000 Loan D Commitment Amount: $7,500,000 Loan a Commitment Termination Date: September 30, 2014 Loan B Commitment Termination Date: September 30, 2014 Loan C Commitment Termination Date: September 30, 2015 Loan D Commitment Termination Date: September 30, 2015