Broadwind Inc. Watch

from 8-K 6 pages This Guaranty Dated as of December 21, 2023 (This “Guaranty”) Is Made by Broadwind, Inc., a Delaware Corporation (“Guarantor”), in Favor and for the Benefit of Marketaxess Holdings Inc., a Delaware Corporation (“Beneficiary”), in Connection With That Certain Tax Credit Transfer Agreement Dated as of December 21, 2023 (The “Purchase Agreement”), by and Between Broadwind Heavy Fabrications, Inc., a Wisconsin Corporation (“Obligor”), and Beneficiary. Each of Guarantor and Beneficiary Are Referred to Individually Herein as a “Party” and Together as the “Parties.”

from 8-K 31 pages Tax Credit Transfer Agreement Cover Sheet

from 8-K 2 pages Amendment No. 1 to Credit Agreement and Limited Waiver

from 8-K 11 pages Whereas, in Order to Induce Lender to Enter Into the Loan Documents, and to Provide Financial Accommodations to the Borrowers as Set Forth in the Loan Documents, , Each Guarantor Has Agreed to Guaranty the Obligations of Borrowers (Or in the Case of a Borrower, the Obligations of the Other Borrowers); and Whereas, as a Result of Its Relationship With the Borrowers and the Other Guarantors, Each Guarantor Will Receive Substantial Benefits From the Financial Accommodations Provided by Lender to the Borrowers. Now, Therefore, for and in Consideration of the Recitals Made Above and Other Good and Valuable Consideration, the Receipt, Sufficiency and Adequacy of Which Are Hereby Acknowledged, the Parties Hereto Agree as Follows: 1. Definitions and Construction 1.1. Definitions. as Used in This Guaranty, the Following Terms Shall Have the Following Definitions: “Borrower” and “Borrowers” Have the Respective Meanings Set Forth in the Preamble to This Guaranty. “Credit Agreement” Has the Meaning Set Forth in the Recitals to This Guaranty. “Guarantor” Means Each Guarantor, and in the Case of Any Additional Guarantor That Is a Borrower, Such Borrower With Respect to the Guarantied Obligations of the Other Borrowers

from 8-K 109 pages Credit Agreement by and Among Wells Fargo Bank, National Association, as Lender Broadwind, Inc., as Administrative Borrower, the Other Parties Named Herein as Borrowers And, the Parties Named Herein as Guarantors

from 10-K ~5 pages Fourth Amendment to Amended and Restated Loan and Security Agreement

from 10-Q ~10 pages Third Amendment to Amended and Restated Loan and Security Agreement

from 10-K 4 pages Second Amendment to Amended and Restated Loan and Security Agreement

from 10-Q 13 pages First Amendment to Amended and Restated Loan and Security Agreement and Other Loan Documents

from 10-Q 5 pages "Collateral" Means Any Property Taken as Security for Payment of This Note or Any Guarantee of This Note. "Guarantor" Means Each Person or Entity That Signs a Guarantee of Payment of This Note. "Loan" Means the Loan Evidenced by This Note. "Loan Documents" Means the Documents Related to This Loan Signed by Borrower, Any Guarantor, or Anyone Who Pledges Collateral. "Sba" Means the Small Business Administration, an Agency of the United States of America. 3. Payment Terms

from 10-Q 5 pages "Collateral" Means Any Property Taken as Security for Payment of This Note or Any Guarantee of This Note. "Guarantor" Means Each Person or Entity That Signs a Guarantee of Payment of This Note. "Loan" Means the Loan Evidenced by This Note. "Loan Documents" Means the Documents Related to This Loan Signed by Borrower, Any Guarantor, or Anyone Who Pledges Collateral. "Sba" Means the Small Business Administration, an Agency of the United States of America. 3. Payment Terms

from 10-Q 5 pages "Collateral" Means Any Property Taken as Security for Payment of This Note or Any Guarantee of This Note. "Guarantor" Means Each Person or Entity That Signs a Guarantee of Payment of This Note. "Loan" Means the Loan Evidenced by This Note. "Loan Documents" Means the Documents Related to This Loan Signed by Borrower, Any Guarantor, or Anyone Who Pledges Collateral. "Sba" Means the Small Business Administration, an Agency of the United States of America. 3. Payment Terms

from 10-Q 5 pages "Collateral" Means Any Property Taken as Security for Payment of This Note or Any Guarantee of This Note. "Guarantor" Means Each Person or Entity That Signs a Guarantee of Payment of This Note. "Loan" Means the Loan Evidenced by This Note. "Loan Documents" Means the Documents Related to This Loan Signed by Borrower, Any Guarantor, or Anyone Who Pledges Collateral. "Sba" Means the Small Business Administration, an Agency of the United States of America. 3. Payment Terms

from 10-K 104 pages Amended and Restated Loan and Security Agreement Dated as of February 25, 2019 Among Broadwind Energy, Inc., Brad Foote Gear Works, Inc., Broadwind Towers, Inc., Broadwind Services, LLC, and Red Wolf Company, LLC, the Borrower the Other Loan Parties Hereto the Various Financial Institutions Party Hereto, as Lenders and Cibc Bank USA, Formerly Known as the Privatebank and Trust Company, as Administrative Agent and Sole Lead Arranger

from 10-K 3 pages Sixth Amendment to Loan and Security Agreement

from 10-Q 4 pages Fifth Amendment to Loan and Security Agreement

from 10-Q 5 pages Fourth Amendment to Loan and Security Agreement

from 8-K 4 pages Third Amendment to Loan and Security Agreement

from 10-Q 3 pages Amended and Restated Revolving Note

from 10-Q 4 pages Second Amendment to Loan and Security Agreement