BamSEC and AlphaSense Join Forces
Learn More

Lumera Corp

Indentures Filter

EX-4.1
from 8-K 15 pages Common Stock Purchase Warrant Lumera Corporation
12/34/56
EX-4.2
from 8-K 11 pages Registration Rights Agreement
12/34/56
EX-4.1
from 8-K 11 pages The Securities Evidenced by This Warrant Have Not Been Registered Under the U.S. Securities Act of 1933, as Amended (The “Securities Act”), or Any Other Applicable Securities Laws and Have Been Issued in Reliance Upon an Exemption From the Registration Requirements of the Securities Act and Such Other Securities Laws. Neither This Security Nor Any Interest or Participation Herein May Be Reoffered, Sold, Assigned, Transferred, Pledged, Encumbered, Hypothecated or Otherwise Disposed Of, Except Pursuant to an Effective Registration Statement Under the Securities Act or Pursuant to a Transaction Which Is Exempt From, or Not Subject To, Such Registration
12/34/56
EX-4.4
from S-3 52 pages Lumera Corporation and , as Trustee Indenture Dated as of ,
12/34/56
EX-4.1
from S-1/A 2 pages [Logo of Lumera Corporation] Common Stock Shares Cusip 55024r 10 6 Incorporated Under the Laws of the State of Delaware See Reverse for Certain Definitions Fully Paid and Nonassessable Shares of Common Stock, Par Value $0.001 Per Share, of Lumera Corporation Certificate of Stock Dated: [Seal of Lumera Corporation] /S/ Todd McIntyre /S/ Thomas D. Mino Secretary Chief Executive Officer
12/34/56
EX-4.2
from S-1 9 pages This Warrant Has Not Been Registered Under the Securities Act of 1933 and Is Not Transferable Except as Provided Herein Lumera Corporation Purchase Warrant Issued To: Paulson Investment Company, Inc. Exercisable to Purchase Shares of Common Stock of Lumera Corporation Void After , 2009
12/34/56