Expressjet Holdings Inc Watch

from 10-Q ~20 pages Neither the Offer or Sale of the Warrants Represented by This Warrant to Purchase Common Stock Nor the Offer or Sale of the Securities Issuable Upon Exercise Hereof Have Been Registered Under the Securities Act of 1933, as Amended (The “Securities Act”), or the Securities Laws of Any State or Other Jurisdiction. Such Securities May Not Be Offered, Sold, Pledged or Otherwise Transferred Except (1) Pursuant to an Exemption From Registration Under the Securities Act, (2) Pursuant to an Effective Registration Statement Under the Securities Act or (3) for Offers, Sales, Pledges and Transfers Not in Violation of the Restriction and Right of First Offer Set Out in Sections 4.2 and 4.3 Hereof, in Each Case in Accordance With All Applicable State Securities Laws and the Securities Laws of Other Jurisdictions, and in the Case of a Transaction Exempt From Registration, Unless the Company Has Received an Opinion of Counsel Reasonably Satisfactory to It That Such Transaction Does Not Require Registration Under the Securities Act and Such Other Applicable Laws or the Company Has Received From the Holder Reasonable Assurance That the Securities Can Be Sold, Assigned or Transferred Pursuant to Rule 144 Under the Securities Act. Subject to Section 4.2. Hereof, Notwithstanding the Foregoing, the Securities May Be Pledged in Connection With a Bona Fide Margin Account or Other Loan or Financing Arrangement Secured by the Securities. Expressjet Holdings, Inc. Warrant to Purchase Common Stock