EX-4.1
from 8-K
121 pages
This Security and the Common Stock, if Any, Issuable Upon Conversion of This Security Have Not Been Registered Under the Securities Act of 1933, as Amended (The “Securities Act”), and May Not Be Offered, Sold, Pledged or Otherwise Transferred Except in Accordance With the Following Sentence. by Its Acquisition Hereof or of a Beneficial Interest Herein, the Acquirer Agrees for the Benefit of Aspen Aerogels, Inc. (The “Company”) That It Will Not Offer, Sell, Pledge or Otherwise Transfer This Security or Any Beneficial Interest Herein Except: A. to the Company or Any Subsidiary Thereof, or B. Pursuant to a Registration Statement Which Has Become Effective Under the Securities Act, or C. Pursuant to an Exemption From Registration Provided by Rule 144 Under the Securities Act or Any Other Available Exemption From the Registration Requirements of the Securities Act
12/34/56