EX-4.7
from S-1/A
3 pages
September 6, 2014 Re: COSI, Inc. - Rights Offer A) Review the Documents and Make Recommendations Where Appropriate; B) Devise and Implement the Most Efficient Strategy for Both “Street-Name” and Registered Shareholders and Recommend the Specific Tactics Necessary to Maximize Participation; C) Provide a Toll-Free Number for Shareholder Queries and a Direct Line for Any Questions From Banks and Brokers; D) Notify Banks, Brokers and Agents of the Offering Through Direct Contact or E-Mail, While Performing Follow-Up Communication Where Necessary With Those Firms Which Do Not Respond to the Initial Notice; E) Follow Up With Banks and Brokers (Including Broadridge) to Confirm Receipt of All Material and Make Certain That All Material Has Been Forwarded in a Timely Manner; F) Commence a Telephone Solicitation Campaign From Selected Unsubscribed Registered and “Street-Name” Retail Holders, if Mutually Agreed; G) Contact the Reorganization Departments of Banks and Brokers to Solicit Information Regarding Participation of Their Beneficial Holders; H) Provide Timely Reports to Cosi Detailing the Progress of the Direct Solicitation of Registered and “Street-Name” Retail Holders (If Such a Campaign Is Incorporated) and Providing Any Feedback Obtained From the Reorganization Department of Banks and Brokers. Fees. in Consideration of D.F. King Providing the Services Listed Above, Cosi Shall Pay D.F. King the Fees Listed Below Plus All Reasonable Out-Of-Pocket Expenses. the Fees Are the Following: A. $6,500 Within Ten Days Following the Date Cosi Receives a Fully Executed Copy of This Agreement;
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EX-4.5
from S-1/A
2 pages
The Terms and Conditions of the Rights Offering Are Set Forth in the Company’s Prospectus Supplement Dated November __, 2014 (The “Prospectus”) and Are Incorporated Herein by Reference. Copies of the Prospectus Supplement Are Available Upon Request From D.F. King & Co., Inc. , a Division of American Stock Transfer & Trust Company, LLC, the Information Agent. Incorporated Under the Laws of the State of Delaware Non-Transferable Subscription Rights Certificate Evidencing Non-Transferable Subscription Rights to Purchase Shares of Common Stock of COSI, Inc. Subscription Price: $1.50 Per Share the Subscription Rights Will Expire if Not Exercised on or Before 5:00 P.M., New York City Time, on December 9, 2014, Unless Extended by the Company
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EX-4.7
from S-1
2 pages
September 25, 2014 Così, Inc. 294 Washington Street, Suite 510 Boston, Ma 02108 Re: Così, Inc. - Rights Offer A) Review the Documents and Make Recommendations Where Appropriate; B) Devise and Implement the Most Efficient Strategy for Both “Street-Name” and Registered Shareholders and Recommend the Specific Tactics Necessary to Maximize Participation; C) Provide a Toll-Free Number for Shareholder Queries and a Direct Line for Any Questions From Banks and Brokers; D) Notify Banks, Brokers and Agents of the Offering Through Direct Contact or E-Mail, While Performing Follow-Up Communication Where Necessary With Those Firms Which Do Not Respond to the Initial Notice; E) Follow Up With Banks and Brokers (Including Broadridge) to Confirm Receipt of All Material and Make Certain That All Material Has Been Forwarded in a Timely Manner; F) Commence a Telephone Solicitation Campaign From Selected Unsubscribed Registered and “Street-Name” Retail Holders, if Mutually Agreed; G) Contact the Reorganization Departments of Banks and Brokers to Solicit Information Regarding Participation of Their Beneficial Holders; H) Provide Timely Reports to Così Detailing the Progress of the Direct Solicitation of Registered and “Street-Name” Retail Holders (If Such a Campaign Is Incorporated) and Providing Any Feedback Obtained From the Reorganization Department of Banks and Brokers. Fees. in Consideration of Phoenix Advisors Providing the Services Listed Above, Così Shall Pay Phoenix Advisors the Fees Listed Below Plus All Reasonable Out-Of-Pocket Expenses. the Fees Are the Following: A. $6,500 Within Ten Days Following the Date Così Receives a Fully Executed Copy of This Agreement;
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EX-4.5
from S-1
2 pages
The Terms and Conditions of the Rights Offering Are Set Forth in the Company’s Prospectus Supplement Dated July __, 2014 (The ``Prospectus’‘) and Are Incorporated Herein by Reference. Copies of the Prospectus Supplement Are Available Upon Request From D.F. King & Co., Inc., the Information Agent. Incorporated Under the Laws of the State of Delaware Transferable Subscription Rights Certificate Evidencing Transferable Subscription Rights to Purchase Shares of Common Stock of Par Petroleum Corporation Subscription Price: $ Per Share the Subscription Rights Will Expire if Not Exercised on or Before 5:00 P.M., New York City Time, on August __, 2014, Unless Extended by the Company
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EX-4.10
from S-1
3 pages
April 12, 2012 Ms. Vicki Baue COSI, Inc. 1751 Lake Cook Road, Suite 600 Deerfield, Il 60015 Re: Rights Offering for COSI, Inc. Dear Vicki: This Letter of Agreement Sets Forth the Terms and Conditions of Engagement of Phoenix Advisory Partners, a Division of American Stock Transfer & Trust, LLC (“Phoenix”) by COSI, Inc. (“COSI”) to Act as Information Agent in Connection With Its Rights Offering (The “Rights Offer”). Under the Terms of This Agreement: Services: Phoenix Shall Perform the Following Services: Prior to Filing the Rights Offer: A) Review the Documents and Make Recommendations Where Appropriate; B) Devise and Implement the Most Efficient Strategy for Obtaining the Support of Both “Street-Name” and Registered Shareholders and Recommend the Specific Tactics Necessary to Maximize Participation; in Conjunction With the Filing of the Rights Offer
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