EX-10.30
from S-1/A
1 page
September 29, 2009 Mr. Tom Chesterman Senior Vice President and Chief Financial Officer Bionovo, Inc. 5858 Horton Street, Suite 400 Emeryville, Ca 94608 Re: Amendment of Engagement Letter Dear Mr. Chesterman, This Letter Amends the Letter Agreement Between Bionovo, Inc. and Dawson James Securities, Inc. (“Djsi”) Dated September 10, 2009, as Amended September 23, 2009 and September 28, 2009 (As Amended, the “Engagement Letter”) as Follows
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EX-10.29
from S-1/A
1 page
September 28, 2009 Mr. Tom Chesterman Senior Vice President and Chief Financial Officer Bionovo, Inc. 5858 Horton Street, Suite 400 Emeryville, Ca 94608 Re: Amendment of Engagement Letter Dear Mr. Chesterman, This Letter Amends the Letter Agreement Between Bionovo, Inc. and Dawson James Securities, Inc. (“Djsi”) Dated September 10, 2009, as Amended September 23, 2009 (As Amended, the “Engagement Letter”) as Follows: The Exercise Price of the Transaction Fee Warrants Is Derived by Dividing the Price of the Units Sold in the Registered Placement by Ten Because Each Unit Consists of Ten Shares of Common Stock (This Amount Is Then Multiplied by 125% to Calculate the Exercise Price)
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EX-10.28
from S-1/A
1 page
Mr. Tom Chesterman Senior Vice President and Chief Financial Officer Bionovo, Inc. 5858 Horton Street, Suite 400 Emeryville, Ca 94608 Re: Amendment of Engagement Letter Dear Mr. Chesterman, This Letter Amends the Letter Agreement Between Bionovo, Inc. and Dawson James Securities, Inc. (“Djsi”) Dated September 10, 2009 (The “Engagement Letter”) as Follows: 1. Non-Accountable Expense Allowance. the Non-Accountable Expense Allowance Referenced in Section 8(a) Is Hereby Reduced From 3% to 1.5%. 2. Over-Allotment Warrant to Djsi. the Last Sentence of Section 8(b)(iii) and Clause (II) of That Subsection Are Hereby Deleted in Their Entirety So That Djsi Will Not Receive a Warrant Upon Exercise of the Over-Allotment Option. 3. Right of First Refusal. the Last Sentence of Section 8(d) Is Hereby Deleted in Its Entirety So That Djsi Does Not Have a Right of First Refusal on Future Investment Banking Activities. Except as Set Forth Above, the Engagement Letter Shall Remain in Full Force and Effect. if You Agree With the Above Please Sign Below and Return an Executed Copy of This Letter to My Attention. Very Truly Yours, Dawson James Securities, Inc. /S/ Joseph E. Balagot Joseph E. Balagot Senior Managing Director Agreed and Accepted: Bionovo, Inc. /S/ Tom Chesterman Tom Chesterman Senior Vice President and Chief Financial Officer
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