Luminent Mortgage Capital Inc – Indentures – BamSEC

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from 8-K ~20 pages Luminent Mortgage Capital, Inc. Capital Stock Warrant Agreement Dated as of August 17, 2007 1

from 8-K ~10 pages Registration Rights Agreement

from 8-K >50 pages Luminent Mortgage Capital, Inc., as Issuer, Maia Mortgage Finance Statutory Trust, Mercury Mortgage Finance Statutory Trust and Saturn Portfolio Management, Inc., as Guarantors and Wells Fargo Bank, N.A., as Trustee Indenture Dated as of June 5, 2007 8.125 % Convertible Senior Notes Due 2027 1

from S-3/A >50 pages Indenture or similar

from S-11/A 2 pages Certificate of Stock Number Lum Common Stock This Certificate Is Transferable in Ridgefield, Nj and New York, Ny Luminent Mortgage Capital, Inc. Incorporated Under the Laws of the State of Maryland Shares Common Stock See Reverse for Certain Definitions Cusip 550278 30 3

from S-11 ~20 pages Registration Rights Agreement