Summit Financial Services Group Inc – Filings and Transcripts – BamSEC

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Key Exhibits

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SEC EDGAR

Financials Filter

ended 03/31/14 Q1

ended 12/31/13 FY 2013

ended 09/30/13 Q3

ended 06/30/13 Q2

ended 03/31/13 Q1

Prospectuses and Registrations Filter

Suspension of duty to report

Amendment to registration of securities for employees

Amendment to registration of securities for employees

Amendment to registration of securities for employees

Exempt offering of securities

Ownership Filter

Destefanis Paul D

Leeds Marshall T

Jacobs Steven C

Cohen Sanford B

Harvey William L

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Shareholder Vote Results

Announces Results for the Quarter Ended March 31, 2014

Material Definitive Agreement, Financial Statements or Exhibits

Announces Corrected 2013 Year End Results

Proxies Filter

Additional info about upcoming vote

Additional info about upcoming vote

Additional info about upcoming vote

Additional info about upcoming vote

Definitive proxy

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Letter from the SEC

Letter from the SEC

Letter from the SEC