Heron Lake BioEnergy, LLC – Indentures – BamSEC

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from 8-K 134 pages Heron Lake BioEnergy, LLC, and U.S. Bank National Association, as Trustee and U.S. Bank National Association, as Collateral Agent 7.25% Subordinated Secured Notes Due 2018 Indenture Dated as of September 18, 2013

from 8-K 5 pages Heron Lake Bioenergy, LLC Unit Transfer Policy November 2008

from 10-12G 1 page *Subject to the Terms, Conditions and Restrictions Printed on the Back of This Certificate and Made a Part Hereof.* Organized Under the Laws of the State of Minnesota