EX-4.1
from S-1/A
4 pages
The Corporation Has More Than One Class of Stock Authorized to Be Issued. the Corporation Will Furnish Without Charge to Each Stockholder Who So Requests in Writing, a Copy of the Powers, Designations, Preferences and Relative, Participating, Optional or Other Special Rights of Each Class of Stock or Series Thereof and the Qualifications, Limitations or Restrictions of Such Preferences and/or Rights. Any Such Requests May Be Addressed to the Secretary of the Corporation at the Principal Office of the Corporation. the Following Abbreviations, When Used in the Inscription on the Face of This Certificate, Shall Be Construed as Though They Were Written Out in Full According to Applicable Laws or Regulations
12/34/56
EX-4.3
from S-1/A
4 pages
This First Supplemental Indenture, Dated as of August 5, 2004 (This "First Supplemental Indenture"), Is by and Among Refco Finance Inc., a Delaware Corporation, Refco Group Ltd., LLC, a Delaware Limited Liability Company ("Group Ltd."), Each of the Parties Identified as a Subsidiary Guarantor on the Signature Pages Hereto (Each, a "Subsidiary Guarantor" and Collectively, the "Subsidiary Guarantors") and Wells Fargo Bank, National Association, as Trustee (The "Trustee")
12/34/56