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Gevo Inc.

NASDAQ: GEVO    
Share price (11/21/24): $1.39    
Market cap (11/21/24): $333 million

Underwriting Agreements Filter

EX-1.2
from S-3 44 pages At the Market Offering Agreement January 16, 2024
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EX-1
from SC 13G/A 1 page Exhibit 1 Joint Acquisition Statement Pursuant to Section 240.13d-1
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EX-1.1
from S-1 9 pages Strictly Confidential
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EX-1.5
from 8-K 3 pages Reference Is Made to the at the Market Offering Agreement, Dated as of February 13, 2018 and as Amended on June 20, 2018, June 25, 2018, and June 28, 2018 (The “Atm Agreement”), Between GEVO, Inc. (The “Company”) and H.C. Wainwright & Co., LLC (“Wainwright”) and to the Engagement Agreement, Dated May 31, 2018, as Amended on June 20, 2018 and June 28, 2018 (The “Engagement Agreement”), Between the Company and Wainwright. This Letter (The “Amendment”) Constitutes an Agreement Between the Company and Wainwright to Amend Each of the Atm Agreement and the Engagement Agreement as Set Forth Herein. Defined Terms That Are Used but Not Defined Herein Shall Have the Meanings Ascribed to Such Terms in the Atm Agreement. 1. the Defined Term “Agreement” in the Atm Agreement Is Amended to Mean the Atm Agreement as Amended by This Amendment. 2. Section 1 of the Atm Agreement Is Hereby Amended by Amending and Restating the Terms “Prospectus Supplement” and “Registration Statement” in Their Entirety as Follows
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EX-1.4
from 8-K 2 pages 3. the Company and Wainwright Hereby Agree That the Date of This Amendment Shall Be a Representation Date Under the Atm Agreement and the Company Shall Make the Deliveries Required by Section 6(A)-(C) of the Atm Agreement, Including, Without Limitation, the Filing of a Prospectus Supplement With the Commission, on the Date Hereof. 4. the Defined Term “Engagement Agreement” in the Atm Agreement Is Amended to Mean the Engagement Agreement as Amended by This Amendment. 5. the First Sentence of Section B of the Engagement Agreement Is Hereby Amended and Restated as Follows: “Term and Termination of Engagement; Exclusivity. the Term of Wainwright’s Exclusive Engagement Will Begin on the Date Hereof and End on June 29, 2019 (The “Term”).” 6. the Defined Term “Agreement” in the Engagement Agreement Is Amended to Mean the Engagement Agreement as Amended by This Amendment. 7. in Connection With This Amendment, the Company Shall Reimburse Wainwright for Its Expenses in the Amount of $20,000, Which Shall Be Paid on the Date Hereof
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EX-1.3
from 8-K 2 pages Reference Is Made to the At-The-Market Offering Agreement, Dated as of February 13, 2018, as Amended on June 20, 2018 (The “Atm Agreement”), Between GEVO, Inc. (The “Company”) and H.C. Wainwright & Co., LLC (The “Wainwright”). This Letter (The “Amendment”) Constitutes an Agreement Between the Company and Wainwright to Amend the Atm Agreement as Set Forth Herein. Defined Terms That Are Used but Not Defined Herein Shall Have the Meanings Ascribed to Such Terms in the Atm Agreement. 1. the Defined Term “Agreement” in the Atm Agreement Is Amended to Mean the Atm Agreement as Amended by This Amendment. 2. the First Sentence of Section 2 of the Atm Agreement Is Hereby Amended by Deleting “$15,000,000” and Inserting in Its Place “$22,995,000”
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EX-1.2
from 8-K 3 pages Reference Is Made to the At-The-Market Offering Agreement, Dated as of February 13, 2018 (The “Atm Agreement”), Between GEVO, Inc. (The “Company”) and H.C. Wainwright & Co., LLC (The “Wainwright”) and to the Engagement Agreement, Dated May 31, 2018 (The “Engagement Agreement”), Between the Company and Wainwright. This Letter (The “Amendment”) Constitutes an Agreement Between the Company and Wainwright to Amend Each of the Atm Agreement and the Engagement Agreement as Set Forth Herein. Defined Terms That Are Used but Not Defined Herein Shall Have the Meanings Ascribed to Such Terms in the Atm Agreement. 1. the Defined Term “Agreement” in the Atm Agreement Is Amended to Mean the Atm Agreement as Amended by This Amendment. 2. the First Sentence of Section 2 of the Atm Agreement Is Hereby Amended by Deleting “$5,000,000” and Inserting in Its Place “$15,000,000”. 3. the First Sentence of Section 2(b)(v) of the Atm Agreement Is Hereby Amended and Restated as Follows: “The Compensation to the Manager for Sales of the Shares Under This Section 2(b) Shall Be a Placement Fee of 2.5% of the Gross Sales Price of the Shares Sold Pursuant to This Section 2(b) (“Broker Fee”).”
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EX-1.1
from S-1 9 pages Strictly Confidential
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EX-1.1
from 8-K 40 pages At-The-Market Offering Agreement February 13, 2018
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EX-1.1
from 8-K 39 pages GEVO, Inc. 5,680,000 Series G Units Consisting of (A) One Share of Common Stock ($0.01 Par Value Per Share), (B) One Series K Warrant to Purchase One Share of Common Stock and (C) One Series M Warrant to Purchase One Share of Common Stock 570,000 Series H Units Consisting of (A) One Pre-Funded Series L Warrant to Purchase One Share of Common Stock ($0.01 Par Value Per Share), (B) One Series K Warrant to Purchase One Share of Common Stock and (C) One Series M Warrant to Purchase One Share of Common Stock Underwriting Agreement February 14, 2017 Underwriting Agreement
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EX-1.1
from 8-K 38 pages GEVO, Inc. 24,800,000 Series E Units Consisting of One Share of Common Stock ($0.01 Par Value Per Share) and One Half of One Series I Warrant to Purchase One Share of Common Stock 3,700,000 Series F Units Consisting of a Pre-Funded Series J Warrant to Purchase One Share of Common Stock ($0.01 Par Value Per Share) and One Half of One Series I Warrant to Purchase One Share of Common Stock Underwriting Agreement September 8, 2016 Underwriting Agreement
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EX-1.1
from 8-K 38 pages GEVO, Inc. 21,080,456 Shares of Common Stock Placement Agency Agreement June 10, 2016 Placement Agency Agreement
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EX-1.1
from 8-K 39 pages GEVO, Inc. 3,721,429 Series C Units Consisting of One Share of Common Stock ($0.01 Par Value Per Share), One Series F Warrant to Purchase One Share of Common Stock and Two Series H Warrants, Each to Purchase One Share of Common Stock 6,571,429 Series D Units Consisting of a Pre-Funded Series G Warrant to Purchase One Share of Common Stock ($0.01 Par Value Per Share), One Series F Warrant to Purchase One Share of Common Stock and Two Series H Warrants, Each to Purchase One Share of Common Stock Underwriting Agreement March 29, 2016 Underwriting Agreement
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EX-1.1
from 8-K 39 pages GEVO, Inc. 2,050,000 Series a Units Consisting of One Share of Common Stock ($0.01 Par Value Per Share) and a Series D Warrant to Purchase One Share of Common Stock 8,000,000 Series B Units Consisting of a Pre-Funded Series E Warrant to Purchase One Share of Common Stock ($0.01 Par Value Per Share) and a Series D Warrant to Purchase One Share of Common Stock Underwriting Agreement December 8, 2015 Underwriting Agreement
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EX-1.1
from 8-K 37 pages GEVO, Inc. 4,300,000 Units Consisting of One Share of Common Stock ($0.01 Par Value Per Share) and One-Tenth of a Series C Warrant to Purchase One Share of Common Stock Underwriting Agreement May 14, 2015 Underwriting Agreement
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EX-1.1
from 8-K 37 pages GEVO, Inc. 33,250,000 Units Consisting of One Share of Common Stock ($0.01 Par Value Per Share), a Series a Warrant to Purchase One Share of Common Stock and a Series B Warrant to Purchase One Share of Common Stock Underwriting Agreement January 29, 2015 Underwriting Agreement
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EX-1.1
from 8-K 37 pages GEVO, Inc. 30,000,000 Units Consisting of One Share of Common Stock ($0.01 Par Value Per Share) and a Warrant to Purchase 0.5 of a Share of Common Stock Underwriting Agreement July 31, 2014 Underwriting Agreement
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EX-1.1
from 8-K 38 pages GEVO, Inc. 18,525,000 Units Consisting of One Share of Common Stock ($0.01 Par Value Per Share) and a Warrant to Purchase One Share of Common Stock Underwriting Agreement December 11, 2013 Underwriting Agreement
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EX-1.2
from 8-K 39 pages GEVO, Inc. $40,000,000 Principal Amount 7.5% Convertible Senior Notes Due 2022 Underwriting Agreement June 29, 2012
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EX-1.1
from 8-K 38 pages GEVO, Inc. 12,500,000 Shares Common Stock ($0.01 Par Value Per Share) Underwriting Agreement June 29, 2012 Underwriting Agreement
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