EX-1.5
from 8-K
3 pages
Reference Is Made to the at the Market Offering Agreement, Dated as of February 13, 2018 and as Amended on June 20, 2018, June 25, 2018, and June 28, 2018 (The “Atm Agreement”), Between GEVO, Inc. (The “Company”) and H.C. Wainwright & Co., LLC (“Wainwright”) and to the Engagement Agreement, Dated May 31, 2018, as Amended on June 20, 2018 and June 28, 2018 (The “Engagement Agreement”), Between the Company and Wainwright. This Letter (The “Amendment”) Constitutes an Agreement Between the Company and Wainwright to Amend Each of the Atm Agreement and the Engagement Agreement as Set Forth Herein. Defined Terms That Are Used but Not Defined Herein Shall Have the Meanings Ascribed to Such Terms in the Atm Agreement. 1. the Defined Term “Agreement” in the Atm Agreement Is Amended to Mean the Atm Agreement as Amended by This Amendment. 2. Section 1 of the Atm Agreement Is Hereby Amended by Amending and Restating the Terms “Prospectus Supplement” and “Registration Statement” in Their Entirety as Follows
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EX-1.4
from 8-K
2 pages
3. the Company and Wainwright Hereby Agree That the Date of This Amendment Shall Be a Representation Date Under the Atm Agreement and the Company Shall Make the Deliveries Required by Section 6(A)-(C) of the Atm Agreement, Including, Without Limitation, the Filing of a Prospectus Supplement With the Commission, on the Date Hereof. 4. the Defined Term “Engagement Agreement” in the Atm Agreement Is Amended to Mean the Engagement Agreement as Amended by This Amendment. 5. the First Sentence of Section B of the Engagement Agreement Is Hereby Amended and Restated as Follows: “Term and Termination of Engagement; Exclusivity. the Term of Wainwright’s Exclusive Engagement Will Begin on the Date Hereof and End on June 29, 2019 (The “Term”).” 6. the Defined Term “Agreement” in the Engagement Agreement Is Amended to Mean the Engagement Agreement as Amended by This Amendment. 7. in Connection With This Amendment, the Company Shall Reimburse Wainwright for Its Expenses in the Amount of $20,000, Which Shall Be Paid on the Date Hereof
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EX-1.3
from 8-K
2 pages
Reference Is Made to the At-The-Market Offering Agreement, Dated as of February 13, 2018, as Amended on June 20, 2018 (The “Atm Agreement”), Between GEVO, Inc. (The “Company”) and H.C. Wainwright & Co., LLC (The “Wainwright”). This Letter (The “Amendment”) Constitutes an Agreement Between the Company and Wainwright to Amend the Atm Agreement as Set Forth Herein. Defined Terms That Are Used but Not Defined Herein Shall Have the Meanings Ascribed to Such Terms in the Atm Agreement. 1. the Defined Term “Agreement” in the Atm Agreement Is Amended to Mean the Atm Agreement as Amended by This Amendment. 2. the First Sentence of Section 2 of the Atm Agreement Is Hereby Amended by Deleting “$15,000,000” and Inserting in Its Place “$22,995,000”
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EX-1.2
from 8-K
3 pages
Reference Is Made to the At-The-Market Offering Agreement, Dated as of February 13, 2018 (The “Atm Agreement”), Between GEVO, Inc. (The “Company”) and H.C. Wainwright & Co., LLC (The “Wainwright”) and to the Engagement Agreement, Dated May 31, 2018 (The “Engagement Agreement”), Between the Company and Wainwright. This Letter (The “Amendment”) Constitutes an Agreement Between the Company and Wainwright to Amend Each of the Atm Agreement and the Engagement Agreement as Set Forth Herein. Defined Terms That Are Used but Not Defined Herein Shall Have the Meanings Ascribed to Such Terms in the Atm Agreement. 1. the Defined Term “Agreement” in the Atm Agreement Is Amended to Mean the Atm Agreement as Amended by This Amendment. 2. the First Sentence of Section 2 of the Atm Agreement Is Hereby Amended by Deleting “$5,000,000” and Inserting in Its Place “$15,000,000”. 3. the First Sentence of Section 2(b)(v) of the Atm Agreement Is Hereby Amended and Restated as Follows: “The Compensation to the Manager for Sales of the Shares Under This Section 2(b) Shall Be a Placement Fee of 2.5% of the Gross Sales Price of the Shares Sold Pursuant to This Section 2(b) (“Broker Fee”).”
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EX-1.1
from 8-K
39 pages
GEVO, Inc. 5,680,000 Series G Units Consisting of (A) One Share of Common Stock ($0.01 Par Value Per Share), (B) One Series K Warrant to Purchase One Share of Common Stock and (C) One Series M Warrant to Purchase One Share of Common Stock 570,000 Series H Units Consisting of (A) One Pre-Funded Series L Warrant to Purchase One Share of Common Stock ($0.01 Par Value Per Share), (B) One Series K Warrant to Purchase One Share of Common Stock and (C) One Series M Warrant to Purchase One Share of Common Stock Underwriting Agreement February 14, 2017 Underwriting Agreement
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EX-1.1
from 8-K
38 pages
GEVO, Inc. 24,800,000 Series E Units Consisting of One Share of Common Stock ($0.01 Par Value Per Share) and One Half of One Series I Warrant to Purchase One Share of Common Stock 3,700,000 Series F Units Consisting of a Pre-Funded Series J Warrant to Purchase One Share of Common Stock ($0.01 Par Value Per Share) and One Half of One Series I Warrant to Purchase One Share of Common Stock Underwriting Agreement September 8, 2016 Underwriting Agreement
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EX-1.1
from 8-K
39 pages
GEVO, Inc. 3,721,429 Series C Units Consisting of One Share of Common Stock ($0.01 Par Value Per Share), One Series F Warrant to Purchase One Share of Common Stock and Two Series H Warrants, Each to Purchase One Share of Common Stock 6,571,429 Series D Units Consisting of a Pre-Funded Series G Warrant to Purchase One Share of Common Stock ($0.01 Par Value Per Share), One Series F Warrant to Purchase One Share of Common Stock and Two Series H Warrants, Each to Purchase One Share of Common Stock Underwriting Agreement March 29, 2016 Underwriting Agreement
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EX-1.1
from 8-K
39 pages
GEVO, Inc. 2,050,000 Series a Units Consisting of One Share of Common Stock ($0.01 Par Value Per Share) and a Series D Warrant to Purchase One Share of Common Stock 8,000,000 Series B Units Consisting of a Pre-Funded Series E Warrant to Purchase One Share of Common Stock ($0.01 Par Value Per Share) and a Series D Warrant to Purchase One Share of Common Stock Underwriting Agreement December 8, 2015 Underwriting Agreement
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