Duff & Phelps Corp Watch

from 8-K 10 pages Mr. Patrick Puzzuoli Duff & Phelps Corporation 55 E 52nd St., Fl. 31 New York, Ny 10055 May 18, 2012 1. Termination Not for Cause and for Good Reason

from 10-Q 9 pages Form of Performance-Vesting Restricted Stock Award Agreement Under the Duff & Phelps Corporation Amended and Restated 2007 Omnibus Stock Incentive Plan

from 8-K 5 pages Termination Following a Change of Control

from 8-K 5 pages First Amendment to the Exchange Agreement by and Among Duff & Phelps Acquisitions, LLC Lm Duff Holdings, LLC Lovell Minnick Equity Partners LP Vestar Capital Partners IV, L.P. VESTAR/D&P Holdings LLC and the Individual Members Listed on the Signature Pages Hereto Dated as of October 5, 2009

from 8-K 5 pages Restricted Stock Award Agreement Under the Duff & Phelps Corporation 2007 Omnibus Stock Incentive Plan

from 10-Q 20 pages Exchange Agreement by and Among Duff & Phelps Acquisitions, LLC Lm Duff Holdings, LLC Lovell Minnick Equity Partners LP Vestar Capital Partners IV, L.P. VESTAR/D&P Holdings LLC and the Members, as Defined Herein Dated as of October 3, 2007

from 10-Q 28 pages Tax Receivable Agreement

from 10-Q 30 pages Registration Rights Agreement by and Among Duff & Phelps Corporation and the Holders, as Defined Herein Dated as of October 3, 2007

from 10-Q 48 pages Duff & Phelps Acquisitions, LLC a Delaware Limited Liability Company Third Amended and Restated Limited Liability Company Agreement Dated as of October 3, 2007

from S-1/A 8 pages Form of Restricted Stock Award Agreement Under the Duff & Phelps Corporation 2007 Omnibus Stock Incentive Plan

from S-1/A 7 pages Form of Stock Option Award Agreement Under the Duff & Phelps Corporation 2007 Omnibus Stock Incentive Plan

from S-1/A 20 pages Form of Exchange Agreement by and Among Duff & Phelps Acquisitions, LLC Lm Duff Holdings, LLC Lovell Minnick Equity Partners LP Vestar Capital Partners IV, L.P. VESTAR/D&P Holdings LLC and the Members, as Defined Herein Dated as of , 2007

from S-1/A 27 pages Form of Tax Receivable Agreement

from S-1/A 30 pages Form of Registration Rights Agreement by and Among Duff & Phelps Corporation and the Holders, as Defined Herein Dated as of , 2007

from S-1/A 13 pages Stockholders Agreement

from S-1/A 4 pages Reference Is Made to (1) Your Employment Agreement With Duff & Phelps, LLC, Dated July 17, 2007 (The “Employment Agreement”), (2) the Second Amended and Restated Limited Liability Company Agreement of Duff & Phelps Holdings LLC (“Dph”), Dated September 30, 2005, (3) the Second Amended and Restated Limited Liability Company Agreement of Duff & Phelps Acquisitions, LLC (“Dpa”), Dated October 31, 2006 (The “Dpa LLC Agreement”), (4) the Reorganization Agreement by and Among Duff & Phelps Acquisitions, LLC, the Existing Dpa Members and the Existing Dph Members, Dated April 9, 2007 (The “Reorganization Agreement”), (5) the Agreement and Plan of Merger by and Between Duff & Phelps Holdings LLC and Duff & Phelps Acquisitions, LLC, to Be Dated Upon the Date of Consummation of the Ipo (The “Dph Merger Agreement”), and (6) the Exchange Agreement by and Among Dpa, Lm Duff Holdings, LLC, Lovell Minnick Equity Partners LP, Vestar Capital Partners IV, L.P., VESTAR/D&P Holdings LLC and Certain Other Members, to Be Dated Upon the Date of Consummation of the Ipo (The “Exchange Agreement”). Capitalized Terms Used and Not Otherwise Defined Herein Shall Have the Meaning Ascribed to Them in the Reorganization Agreement. Pursuant to the Reorganization Agreement, Class a Interests and Class D Interests in Dph Will Be Exchanged for a Number of New Class a Units in Dpa (The “Replacement Units”) Upon the Merger of Dph Into Dpa (The “Merger”). This Letter Confirms Our Agreement (The “Agreement”) With Respect to Your Replacement Units

from S-1/A 4 pages Reference Is Made to (1) Your Employment Agreement With Duff & Phelps, LLC, Dated July 17, 2007 (The “Employment Agreement”), (2) the Second Amended and Restated Limited Liability Company Agreement of Duff & Phelps Holdings LLC (“Dph”), Dated September 30, 2005, (3) the Second Amended and Restated Limited Liability Company Agreement of Duff & Phelps Acquisitions, LLC (“Dpa”), Dated October 31, 2006 (The “Dpa LLC Agreement”), (4) the Reorganization Agreement by and Among Duff & Phelps Acquisitions, LLC, the Existing Dpa Members and the Existing Dph Members, Dated April 9, 2007 (The “Reorganization Agreement”), (5) the Agreement and Plan of Merger by and Between Duff & Phelps Holdings LLC and Duff & Phelps Acquisitions, LLC, to Be Dated Upon the Date of Consummation of the Ipo (The “Dph Merger Agreement”), and (6) the Exchange Agreement by and Among Dpa, Lm Duff Holdings, LLC, Lovell Minnick Equity Partners LP, Vestar Capital Partners IV, L.P., VESTAR/D&P Holdings LLC and Certain Other Members, to Be Dated Upon the Date of Consummation of the Ipo (The “Exchange Agreement”). Capitalized Terms Used and Not Otherwise Defined Herein Shall Have the Meaning Ascribed to Them in the Reorganization Agreement. Pursuant to the Reorganization Agreement, Class a Interests and Class D Interests in Dph Will Be Exchanged for a Number of New Class a Units in Dpa (The “Replacement Units”) Upon the Merger of Dph Into Dpa (The “Merger”). This Letter Confirms Our Agreement (The “Agreement”) With Respect to Your Replacement Units

from S-1/A 21 pages Duff & Phelps Corporation 2007 Omnibus Stock Incentive Plan

from S-1/A 24 pages Edward Forman Employment Agreement

from S-1/A 24 pages Brett Marschke Employment Agreement