EX-4.1
from 8-K
32 pages
The Offer and Sale of This Warrant and the Securities, if Any, Issuable Upon Exercise of This Warrant Have Not Been Registered Under the Securities Act of 1933, as Amended (The “Securities Act”), and This Warrant and the Securities, if Any, Issuable Upon Exercise of This Warrant May Not Be Offered, Sold, Pledged or Otherwise Transferred Except in Accordance With the Following Sentence. by Its Acquisition Hereof or of a Beneficial Interest Herein, the Acquirer (1) Represents That It Is an Accredited Investor Within the Meaning of Regulation D as Promulgated Under the Securities Act, and (2) Agrees for the Benefit of Chimera Investment Corporation (The “Company”) That It Will Not Offer, Sell, Pledge or Otherwise Transfer This Warrant and the Securities, if Any, Issuable Upon Exercise of This Warrant or Any Beneficial Interest Herein or Therein Except: (A) to the Company or Any Subsidiary Thereof, or (B) Pursuant to a Registration Statement That Has Become Effective Under the Securities Act, or (C) Pursuant to an Exemption From the Registration Requirements of the Securities Act
12/34/56