GAIN Capital Holdings, Inc. Watch

from 8-K 6 pages First Supplemental Indenture

from 10-K 3 pages Description of Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934

from 8-K 7 pages Indenture or similar

from 8-K 5 pages Amendment No. 2 to the Rights Agreement

from 8-K 112 pages GAIN Capital Holdings, Inc. as Issuer 5.00% Convertible Senior Notes Due 2022 Indenture Dated as of August 22, 2017 the Bank of New York Mellon as Trustee

from 8-K 4 pages Amendment No. 1 to the Rights Agreement

from S-3 105 pages GAIN Capital Holdings, Inc. as Issuer 4.125% Convertible Senior Notes Due 2020 Indenture Dated as of April 1, 2015 the Bank of New York Mellon as Trustee

from S-3 79 pages GAIN Capital Holdings, Inc. as Issuer and as Trustee Subordinated Indenture Dated as of , 20 Cross Reference Sheet1 Between

from S-3 76 pages GAIN Capital Holdings, Inc. as Issuer and as Trustee Senior Indenture Dated as of , 20 Cross Reference Sheet1 Between

from 8-K/A 111 pages GAIN Capital Holdings, Inc. as Issuer 4.125% Convertible Senior Notes Due [ ]1 Indenture Dated as of [ ]2 the Bank of New York Mellon as Trustee

from 10-K 2 pages The Undersigned, Being the (I) the Investors Holding a Majority of the Outstanding Shares of Voting Capital Stock of the Company Held by the Investors and (II) the Holders of a Majority of the Shares of Voting Capital Stock Held by the Founding Stockholder, Do Hereby Agree With the Company That the Right of First Refusal Set Forth in Section 4 of the Agreement Is Hereby Terminated in Its Entirety and Shall Be of No Further Force and Effect. This Letter Agreement May Be Executed and Delivered in Counterparts (Including by Facsimile Transmission and by Electronic Messaging System), Each of Which Will Be Deemed an Original. GAIN Capital Holdings, Inc By: /S/ Diego Rotsztain Name: Diego Rotsztain Title: Evp, General Counsel

from 8-K 113 pages GAIN Capital Holdings, Inc. as Issuer 4.125% Convertible Senior Notes Due 2018 Indenture Dated as of November 27, 2013 the Bank of New York Mellon as Trustee

from SC 13D/A 1 page Power of Attorney

from 8-K 64 pages Rights Agreement Dated as of April 9, 2013 Between GAIN Capital Holdings, Inc. and Broadridge Corporate Issuer Solutions, Inc. as Rights Agent

from SC 13D 1 page Power of Attorney

from S-1/A 2 pages GAIN Capital Holdings, Inc. Transferable on the Books of the Corporation in Person or by Duly Authorized Attorney Upon Surrender of This Certificate Properly Endorsed. This Certificate Is Not Valid Until Countersigned by the Transfer Agent and Registered by the Registrar. Witness the Facsimile Seal of the Corporation and the Facsimile Signatures of Its Duly Authorized Officers

from S-1/A 35 pages GAIN Capital Holdings, Inc. Amended and Restated Investor Rights Agreement