Cowen Inc Watch

from 10-K 15 pages Description of Registrant’s Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934

from 10-K 15 pages Description of Registrant’s Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934

from 10-K 17 pages Description of Registrant’s Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934

from 10-K 17 pages Description of Registrant’s Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934

from 8-K 23 pages Cowen Inc. $[__],000,000 7.25% Senior Notes Due 2024 Note Purchase Agreement Dated April 25, 2019

from 8-K 31 pages Third Supplemental Indenture by and Between Cowen Inc. as Issuer, and the Bank of New York Mellon as Trustee 7.75% Senior Notes Due 2033 Dated as of June 11, 2018 Supplement to Indenture Dated as of October 10, 2014

from 8-K 116 pages Cowen Inc. as Issuer 3.00% Convertible Senior Notes Due 2022 Indenture Dated as of December 14, 2017 the Bank of New York Mellon II

from 8-K 31 pages Second Supplemental Indenture by and Between Cowen Inc. as Issuer, and the Bank of New York Mellon as Trustee 7.35% Senior Notes Due 2027 Dated as of December 8, 2017 Supplement to Indenture Dated as of October 10, 2014

from S-3 66 pages Cowen Inc. and , as Trustee Indenture Dated as of , 20 Subordinated Debt Securities

from 8-K 62 pages First Supplemental Indenture by and Between Cowen Group, Inc. as Issuer, and the Bank of New York Mellon as Trustee 8.25% Senior Notes Due 2021 Dated as of October 10, 2014 Supplement to Indenture Dated as of October 10, 2014

from 8-K 59 pages Indenture or similar

from S-3/A 58 pages Cowen Group, Inc. and , as Trustee Indenture Dated as of , 20 Subordinated Debt Securities

from S-3/A 53 pages Cowen Group, Inc. and , as Trustee Indenture Dated as of , 20 Senior Debt Securities

from 10-Q 3 pages First Supplemental Indenture by and Between Cowen Group, Inc. as Issuer, and the Bank of New York Mellon as Trustee $130,000,000 3.00% Cash Convertible Senior Notes Due 2019 Dated as of April 9, 2014 Supplement to Indenture Dated as of March 10, 2014

from 8-K 14 pages Unless This Certificate Is Presented by an Authorized Representative of the Depository Trust Company, a New York Corporation (“Dtc”), to the Company or Its Agent for Registration of Transfer, Exchange, or Payment, and Any Certificate Issued Is Registered in the Name of Cede & Co. or in Such Other Name as Is Requested by an Authorized Representative of Dtc (And Any Payment Hereunder Is Made to Cede & Co. or to Such Other Entity as Is Requested by an Authorized Representative of Dtc), Any Transfer, Pledge, or Other Use Hereof for Value or Otherwise by or to Any Person Is Wrongful Inasmuch as the Registered Owner Hereof, Cede & Co., Has an Interest Herein. This Security Has Not Been Registered Under the Securities Act of 1933, as Amended (The “Securities Act”), and May Not Be Offered, Sold, Pledged or Otherwise Transferred Except in Accordance With the Following Sentence. by Its Acquisition Hereof or of a Beneficial Interest Herein, the Acquirer: (1) Represents That It and Any Account for Which It Is Acting Is a “Qualified Institutional Buyer” (Within the Meaning of Rule 144a Under the Securities Act) and That It Exercises Sole Investment Discretion With Respect to Each Such Account, And

from 8-K 99 pages Cowen Group, Inc. and the Bank of New York Mellon, as Trustee Indenture Dated as of March 10, 2014 3.00% Cash Convertible Senior Notes Due 2019

from 425 9 pages Voting Agreement

from 8-K 9 pages Voting Agreement

from S-1/A 1 page Indenture or similar

from S-4/A 17 pages Lexingtonpark Parent Corp. Registration Rights Agreement