Harrison Vickers & Waterman Inc Watch

from 10-Q 42 pages Neither This Security Nor the Securities Into Which This Security Is Convertible Has Not Been Registered With the Securities and Exchange Commission or the Securities Commission of Any State in Reliance Upon an Exemption From Registration Under the Securities Act of 1933, as Amended (The “Securities Act”), And, Accordingly, May Not Be Offered or Sold Except Pursuant to an Effective Registration Statement Under the Securities Act or Pursuant to an Available Exemption From, or in a Transaction Not Subject To, the Registration Requirements of the Securities Act and in Accordance With Applicable State Securities Laws as Evidenced by a Legal Opinion of Counsel to the Transferor to Such Effect, the Substance of Which Shall Be Reasonably Acceptable to Borrower. This Security and the Securities Issuable Upon Conversion of This Security May Be Pledged in Connection With a Bona Fide Margin Account With a Registered Broker-Dealer or Other Loan With a Financial Institution That Is an “Accredited Investor” as Defined in Rule 501(a) Under the Securities Act or Other Loan Secured by Such Securities. This Note Has Been Issued Pursuant to the Exercise of an Additional Investment Right Issued Pursuant to an Asset Purchase Agreement Among Harrison Vickers and Waterman Inc., the Initial Holder on April 21, 2015 (The “Purchase Agreement”) in Connection With Transactions Described Therein. Original Issue Date: October 14, 2015 Principal Amount: $78,000.00