SRAX Inc – Filings and Transcripts – BamSEC

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Key Exhibits

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SEC EDGAR

Financials Filter

ended 12/31/22 FY 2022

ended 09/30/22 Q3

ended 06/30/22 Q2

ended 03/31/22 Q1

ended 12/31/21 FY 2021

Prospectuses and Registrations Filter

Removal from listing

Exempt offering of securities

Shelf registration – amended

Shelf registration

Prospectus supplement for primary offering

Ownership Filter

Continental General Insurance Co

Bank of America Corporation

Miglino Christopher

Urban Alan Louis

Urban Alan Louis

News Filter

Signs Agreement to Merge With DNA Holdings

Material Definitive Agreement, New Financial Obligation or Off-Balance Sheet Arrangement, Increase/Acceleration of Financial Obligation or Off-Balance Sheet Arrangement, Unregistered Sales of Equity Securities, Financial Statements or Exhibits

Amendment to Articles of Incorporation or Bylaws, or Change in Fiscal Year, Financial Statements or Exhibits

Material Definitive Agreement, New Financial Obligation or Off-Balance Sheet Arrangement, Increase/Acceleration of Financial Obligation or Off-Balance Sheet Arrangement, Unregistered Sales of Equity Securities, Financial Statements or Exhibits

Material Definitive Agreement, New Financial Obligation or Off-Balance Sheet Arrangement, Increase/Acceleration of Financial Obligation or Off-Balance Sheet Arrangement, Unregistered Sales of Equity Securities, Financial Statements or Exhibits

Proxies Filter

Definitive proxy

Additional info about upcoming vote

Definitive proxy

Definitive proxy

Additional info about upcoming vote

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Notice of effectiveness

Correspondence with the SEC

Letter from the SEC

SEC STAFF ACTION

Notice of effectiveness