RCS Capital Corp Watch

from 8-K 44 pages Restructuring Support Agreement

from 8-K 16 pages Forbearance Agreement to Senior Unsecured Promissory Notes

from 8-K 17 pages Forbearance Agreement to Indenture Governing the Luxor Convertible Notes

from 8-K 3 pages December 1, 2015 General Terms You Acknowledge and Understand the Following Modifications to Your Employment Arrangement: (I) You Will Continue to Work From Your Home Office in Northern California (With Support Provided for Such Home Office) and Be Available for Work in the Company’s New York Office on an as Needed Basis. (II) There Will Be No Changes to Your Current Benefits Policies, Including Travel Policies

from 8-K 5 pages In Addition, While You Serve as an Officer or Employee of Company, the Company Shall Continue to Provide You Directors and Officers Insurance Coverage for Your Acts and Omissions While Serving as an Officer or Director of the Company on a Basis No Less Favorable to You Than the Coverage Provided to You on the Date Hereof. Additionally, After Any Termination of Your Services as an Officer or Employee of the Company for Any Reason (Including as a Result of Your Resignation), for a Period Through the Sixth Anniversary of the Termination of Employment, the Company Shall Maintain Directors and Officers Insurance Coverage for You Covering Your Acts or Omissions While an Officer or Director of the Company on a Basis No Less Favorable to You Than the Coverage Provided to You on the Date Hereof. Very Truly Yours, RCS Capital Corporation By: /S/ Brian D. Jones Name: Brian D. Jones Title: Chief Financial Officer

from 8-K 12 pages Agreement

from 8-K 9 pages Series D-1 Shares Agreement

from 8-K 23 pages Note Purchase Agreement

from 8-K 29 pages Note Purchase and Class B Share Agreement

from 8-K 20 pages Registration Rights Agreement Dated as of August 19, 2015 Between RCS Capital Corporation and Apollo Principal Holdings I, L.P. Registration Rights Agreement

from 8-K 21 pages Registration Rights Agreement Dated as of August 19, 2015 Between RCS Capital Corporation and Luxor Capital Partners, LP and Certain of Its Affiliates. Registration Rights Agreement

from 10-Q 17 pages Termination Agreement

from 10-Q 97 pages Investment Agreement by and Between Each Investor Identified on the Signature Pages Hereto (The “Investor”), and RCS Capital Corporation Dated as of August 6, 2015

from 10-Q 95 pages Investment Agreement by and Between Apollo Management Holdings, L.P., and RCS Capital Corporation Dated as of August 6, 2015

from 10-Q 2 pages Third Amendment to RCS Capital Corporation Equity Plan

from 10-Q 3 pages Third Amendment to Services Agreement

from 10-K 9 pages Redemption and Exchange Agreement

from 10-K 51 pages RCS Capital Corporation (A Delaware Corporation) 24,000,000 Shares of Class a Common Stock Underwriting Agreement

from 10-K 24 pages Term Sheet

from 10-K 5 pages Amendment No. 1 to Put & Call Agreement