American Battery Technology Company Watch

from 10-K 130 pages $20,000,000 Credit Agreement Among American Battery Technology Company, as Borrower, the Several Lenders From Time to Time Parties Hereto, and Mercuria Investments US, Inc., as Agent Dated as of May 17, 2023

from 10-Q 13 pages Neither the Issuance Nor Sale of the Securities Represented by This Certificate Nor the Securities Into Which These Securities Are Convertible Have Been Registered Under the Securities Act of 1933, as Amended, or Applicable State Securities Laws. the Securities May Not Be Offered for Sale, Sold, Transferred or Assigned (I) in the Absence of (A) an Effective Registration Statement for the Securities Under the Securities Act of 1933, as Amended, or (B) an Opinion of Counsel (Which Counsel Shall Be Selected by the Holder), in a Generally Acceptable Form, That Registration Is Not Required Under Said Act or (II) Unless Sold Pursuant to Rule 144 or Rule 144a Under Said Act. Notwithstanding the Foregoing, the Securities May Be Pledged in Connection With a Bona Fide Margin Account or Other Loan or Financing Arrangement Secured by the Securities. Principal Amount: $375,000.00 Issue Date: June 13, 2019 Purchase Price: $337,500.00 Original Issue Discount: $37,500.00 Convertible Promissory Note