Transphorm Inc Watch

from 8-K 57 pages Credit and Security Agreement Among Transphorm, Inc., as Borrower, Transphorm Technology, Inc., as Guarantor, Renesas Electronics America Inc., as Lender Dated as of March 1, 2024

from 10-Q 3 pages Amendment No. 7 to Loan and Security Agreement

from 10-KT 3 pages Amendment No. 6 to Loan and Security Agreement

from 10-KT 3 pages Amendment No. 5 to Loan and Security Agreement

from 10-Q 3 pages Amendment No. 4 to Loan and Security Agreement

from 10-Q 3 pages Amendment No. 3 to Loan and Security Agreement

from DRS 3 pages Amendment No. 4 to Loan and Security Agreement

from DRS 3 pages Amendment No. 3 to Loan and Security Agreement

from 8-K 4 pages Amendment No. 2 to Loan and Security Agreement

from 8-K 10 pages Amendment No. 1 to Loan and Security Agreement

from 8-K 74 pages Loan and Security Agreement Dated as of April 4, 2018 by and Between Transphorm, Inc., as the Borrower, and Nexperia B.V., as the Lender

from 8-K 12 pages 1. Appointment. the Company Hereby Appoints B. Riley to Act as Lead Placement Agent, on a Best Efforts Basis, During the Placement Engagement Period (Defined Below) in Connection With the Placement and Authorizes B. Riley to Arrange the Placement in a Transaction That Is Exempt From the Registration Requirements of the Securities Act. the Securities Will Be Offered on a Limited Basis to Certain “Accredited Investors” (As Defined in Rule 501 of Regulation D Under the Securities Act) Mutually Agreed Upon by B. Riley and the Company. the Placement Is to Be Made Directly by the Company to the Purchasers Pursuant to Agreements (Each, a “Purchase Agreement”) Entered Into by the Purchasers and the Company and Such Other Documentation or Agreements as May Be Necessary and Appropriate to Consummate the Placement, Including, Without Limitation, a Registration Rights Agreement Requiring the Company to Register the Resale of the Securities With the Securities and Exchange Commission

from 8-K 11 pages 1. Non-Exclusive Appointment. the Company Hereby Appoints C-H to Act as an Additional, Non-Exclusive, Placement Agent, on a Best Efforts Basis, During the Placement Engagement Period (Defined Below) to Assist B. Riley in Connection With the Placement and Authorizes C-H to Arrange the Placement in a Transaction That Is Exempt From the Registration Requirements of the Securities Act. the Securities Will Be Offered on a Limited Basis to Certain “Accredited Investors” (As Defined in Rule 501 of Regulation D Under the Securities Act) Mutually Agreed Upon by B. Riley and the Company. the Placement Is to Be Made Directly by the Company to the Purchasers Pursuant to Agreements (Each, a “Purchase Agreement”) Entered Into by the Purchasers and the Company and Such Other Documentation or Agreements as May Be Necessary and Appropriate to Consummate the Placement, Including, Without Limitation, a Registration Rights Agreement Requiring the Company to Register the Resale of the Securities With the Securities and Exchange Commission