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Winc Inc

Formerly NYSE American: WBEV

Indentures Filter

EX-4.2
from 10-K 4 pages Description of Registrant’s Securities Registered Pursuant to Section 12 of the Securities Exchange Act of 1934
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EX-4.1
from 10-Q 13 pages Purchase Warrant. This Certifies That, in Consideration of Funds Duly Paid by or on Behalf of Spartan Capital Securities, LLC (“Holder”), as Registered Owner of This Purchase Warrant, Winc, Inc., a Delaware Corporation (The “Company”), Holder Is Entitled, at Any Time or From Time to Time at or Before 5:00 P.M., Eastern Time, November 10, 2026 (The “Expiration Date”), but Not Thereafter, to Subscribe For, Purchase and Receive, in Whole or in Part, Up to 50,769 Shares of Common Stock of the Company, Par Value $0.0001 Per Share (The “Shares”), Subject to Adjustment as Provided in Section 6 Hereof. if the Expiration Date Is a Day on Which Banking Institutions Are Authorized by Law to Close, Then This Purchase Warrant May Be Exercised on the Next Succeeding Day Which Is Not Such a Day in Accordance With the Terms Herein. This Purchase Warrant Is Initially Exercisable at $14.30 Per Share; Provided, However, That Upon the Occurrence of Any of the Events Specified in Section 6 Hereof, the Rights Granted by This Purchase Warrant, Including the Exercise Price Per Share and the Number of Shares to Be Received Upon Such Exercise, Shall Be Adjusted as Therein Specified. the Term “Exercise Price” Shall Mean the Initial Exercise Price or the Adjusted Exercise Price, Depending on the Context. the Term “Effective Date” Shall Mean November 10, 2021, the Date on Which the Registration Statement on Form S-1 (File No. 333-259828) (The “Ipo Registration Statement”) of the Company Was Declared Effective by the Securities and Exchange Commission. 2. Exercise
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EX-4.1
from S-1/A 12 pages Form of Representative’s Warrant Agreement Common Stock Purchase Warrant for the Purchase of [ ] Shares of Common Stock of Winc, Inc
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