Caterpillar Inc. Watch

from 8-K 14 pages Japan Local Currency Addendum

from 8-K 21 pages Local Currency Addendum

from 10-Q 5 pages Consulting Agreement

from 10-Q 8 pages Caterpillar Inc. 2023 Long-Term Incentive Plan Performance-Based Restricted Stock Unit Award Notice %%First_name_middle_name_last_name%-% Vesting

from 10-Q 7 pages Caterpillar Inc. 2023 Long-Term Incentive Plan Nonqualified Stock Option Award Notice %%First_name_middle_name_last_name%-% Vesting Except to the Extent the Nqsos Are Forfeited Upon Your Termination of Employment, as Provided Below, the Nqsos Will Become Vested in the Amounts and on the Vesting Date(s) Specified Below (Each Such Date, a “Vesting Date”). Vesting Date Nqsos Vesting %%Vest_date_period1,'month Dd, Yyyy'%-% %%Shares_period1%-% %%Vest_date_period2,'month Dd, Yyyy'%-% %%Shares_period2%-% %%Vest_date_period3,'month Dd, Yyyy'%-% %%Shares_period3%-%

from 10-Q 5 pages Caterpillar Inc. 2023 Long-Term Incentive Plan Restricted Stock Unit Award Notice %%First_name_middle_name_last_name%-% Vesting Voting Rights

from 10-Q 7 pages Caterpillar Inc. 2023 Long-Term Incentive Plan Restricted Stock Unit Award Notice %%First_name_middle_name_last_name%-% Vesting Except to the Extent the Rsus Are Forfeited Upon Your Termination of Employment as Provided Below, the Rsus Will Become Vested in the Amounts and on the Vesting Date(s) Specified Below (Each Such Date, a “Vesting Date”). Vesting Date Units Vesting %%Vest_date_period1,'month Dd, Yyyy'%-% %%Shares_period1%-% %%Vest_date_period2,'month Dd, Yyyy'%-% %%Shares_period2%-% %%Vest_date_period3,'month Dd, Yyyy'%-% %%Shares_period3%-%

from 8-K 14 pages Japan Local Currency Addendum

from 8-K 21 pages Local Currency Addendum

from 10-Q 1 page Caterpillar Inc. 2023 Long-Term Incentive Plan Nonqualified Stock Option Award Notice – China Payroll Addendum %%First_name_middle_name_last_name%-% Grant Date: %%Option_date,'month Dd, Yyyy'%-% Grant Number: %%Option_number%-% Units Granted: %%Total_shares_granted,'999,999,999'%-% Option Price: %%Option_price,'$999,999,999.99'%-% Expiration Date: %%Expire_date_period1,'month Dd, Yyyy'%-% Notwithstanding Any Provision in the Award Notice or the Plan to the Contrary, Unless and Until the Company Determines Otherwise, the Method of Exercise of the Option Award Shall Be Limited to a Mandatory Cashless, Sell-All/Sell-to-Cover Exercise Method. Caterpillar: Confidential Green

from 10-Q 7 pages Caterpillar Inc. 2023 Long-Term Incentive Plan Performance-Based Restricted Stock Unit Award Notice %%First_name_middle_name_last_name%-% Vesting

from 10-Q 7 pages Caterpillar Inc. 2023 Long-Term Incentive Plan Nonqualified Stock Option Award Notice %%First_name_middle_name_last_name%-% Vesting Except to the Extent the Nqsos Are Forfeited Upon Your Termination of Employment, as Provided Below, the Nqsos Will Become Vested in the Amounts and on the Vesting Date(s) Specified Below (Each Such Date, a “Vesting Date”). Vesting Date Nqsos Vesting %%Vest_date_period1,'month Dd, Yyyy'%-% %%Shares_period1%-% %%Vest_date_period2,'month Dd, Yyyy'%-% %%Shares_period2%-% %%Vest_date_period3,'month Dd, Yyyy'%-% %%Shares_period3%-%

from 10-Q 5 pages Caterpillar Inc. 2023 Long-Term Incentive Plan Restricted Stock Unit Award Notice %%First_name_middle_name_last_name%-% Vesting Voting Rights

from 10-Q 7 pages Caterpillar Inc. 2023 Long-Term Incentive Plan Restricted Stock Unit Award Notice %%First_name_middle_name_last_name%-% Vesting Except to the Extent the Rsus Are Forfeited Upon Your Termination of Employment as Provided Below, the Rsus Will Become Vested in the Amounts and on the Vesting Date(s) Specified Below (Each Such Date, a “Vesting Date”). Vesting Date Units Vesting %%Vest_date_period1,'month Dd, Yyyy'%-% %%Shares_period1%-% %%Vest_date_period2,'month Dd, Yyyy'%-% %%Shares_period2%-% %%Vest_date_period3,'month Dd, Yyyy'%-% %%Shares_period3%-%

from 8-K 12 pages Caterpillar Inc. 2023 Long-Term Incentive Plan (Effective as of June 15, 2023) I. Introduction

from 10-Q 7 pages Caterpillar Inc. 2014 Long-Term Incentive Plan Performance-Based Restricted Stock Unit Award Notice %%First_name_middle_name_last_name%-% Vesting

from 10-Q 7 pages Caterpillar Inc. 2014 Long-Term Incentive Plan Nonqualified Stock Option Award Notice %%First_name_middle_name_last_name%-% Vesting Except to the Extent the Nqsos Are Forfeited Upon Your Termination of Employment, as Provided Below, the Nqsos Will Become Vested in the Amounts and on the Vesting Date(s) Specified Below (Each Such Date, a “Vesting Date”). Vesting Date Nqsos Vesting %%Vest_date_period1,'month Dd, Yyyy'%-% %%Shares_period1%-% %%Vest_date_period2,'month Dd, Yyyy'%-% %%Shares_period2%-% %%Vest_date_period3,'month Dd, Yyyy'%-% %%Shares_period3%-%

from 10-Q 5 pages Caterpillar Inc. 2014 Long-Term Incentive Plan Restricted Stock Unit Award Notice %%First_name_middle_name_last_name%-% Vesting Voting Rights

from 10-Q 7 pages Caterpillar Inc. 2014 Long-Term Incentive Plan Restricted Stock Unit Award Notice %%First_name_middle_name_last_name%-% Vesting Except to the Extent the Rsus Are Forfeited Upon Your Termination of Employment as Provided Below, the Rsus Will Become Vested in the Amounts and on the Vesting Date(s) Specified Below (Each Such Date, a “Vesting Date”). Vesting Date Units Vesting %%Vest_date_period1,'month Dd, Yyyy'%-% %%Shares_period1%-% %%Vest_date_period2,'month Dd, Yyyy'%-% %%Shares_period2%-% %%Vest_date_period3,'month Dd, Yyyy'%-% %%Shares_period3%-%

from 10-Q 1 page Fifth Amendment to the Caterpillar Inc. Supplemental Deferred Compensation Plan