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Great Elm Group Inc.

NASDAQ: GEG    
Share price (11/26/24): $1.84    
Market cap (11/26/24): $54.7 million
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EX-4.2
from 8-K 36 pages Amended and Restated Stockholders Agreement Among Forest Investments, Inc. and the Stockholders Named Herein Dated as of December 30, 2022
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EX-4.1
from 8-K 7 pages Promissory Note
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EX-4.7
from 10-K 18 pages Description of Great Elm Group, Inc.’s Registered Securities
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EX-4.2
from 8-K 15 pages First Supplemental Indenture Between Great Elm Group, Inc. and American Stock Transfer & Trust Company, LLC, Trustee Dated as of June 9, 2022 First Supplemental Indenture
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EX-4.1
from 8-K 43 pages Great Elm Group, Inc. and American Stock Transfer & Trust Company, LLC, Trustee Indenture Dated as of June 9, 2022
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EX-4.2
from S-1 15 pages First Supplemental Indenture Between Great Elm Group, Inc. and American Stock Transfer & Trust Company, LLC, Trustee Dated as of [●], 2022 First Supplemental Indenture
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EX-4.1
from S-1 43 pages Great Elm Group, Inc. and American Stock Transfer & Trust Company, LLC, Trustee Form of Indenture Dated as of [ ]
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EX-4.1
from 10-Q 3 pages Form of Amendment to 5.0% Convertible Senior Pik Notes Due 2030 [ ], 2021
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EX-4.10
from S-3 43 pages Great Elm Group, Inc. and [ ], Trustee Form of Indenture Dated as of [ ]
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EX-4.6
from 8-K12B 9 pages Description of Great Elm Group, Inc.’s Securities
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EX-4.5
from 8-K12B 24 pages Registration Rights Agreement
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EX-4.4
from 8-K12B 34 pages Indenture or similar
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EX-4.3
from 8-K12B 43 pages Stockholders’ Rights Agreement Dated as of December 29, 2020 by and Between Great Elm Group, Inc. and Computershare Trust Company, N.A. as Rights Agent Stockholders’ Rights Agreement
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EX-4.2
from 8-K12B 5 pages Certificate of Designation of Series a Junior Participating Cumulative Preferred Stock of Great Elm Group, Inc
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EX-4.1
from 8-K12B 5 pages Cusip Xxxxxx XX X Holder Id Xxxxxxxxxx Insurance Value 1,000,000.00 Number of Shares 123456 Dtc 12345678 123456789012345 Po Box 43004, Providence, Ri 02940-3004 Certificate Numbers Num/No. Denom. Total Mr a Sample 1234567890/1234567890 1 1 1 Designation (If Any) 1234567890/1234567890 2 2 2 Add 1 1234567890/1234567890 3 3 3 Add 2 1234567890/1234567890 4 4 4 Add 3 1234567890/1234567890 5 5 5 Add 4 1234567890/1234567890 6 6 6 Total Transaction 7
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EX-4.4
from S-8 14 pages Great Elm Capital Group, Inc. 2016 Employee Stock Purchase Plan
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EX-4.3
from S-8 42 pages Great Elm Capital Group, Inc. Amended and Restated 2016 Long-Term Incentive Compensation Plan
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EX-4.2
from S-8 25 pages Unwired Planet, Inc. Second Amended and Restated 2006 Stock Incentive Plan as Amended
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EX-4.1
from S-8 15 pages Unwired Planet, Inc. Second Amended and Restated 1999 Directors’ Equity Compensation Plan
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