EX-1.2
from S-1/A
6 pages
This Is to Confirm Our Agreement Whereby CleanTech Acquisition Corp., a Delaware Corporation (“Company”), Has Requested Chardan Capital Markets, LLC (The “Advisor”) to Assist It in Connection With the Company Engaging in a Merger, Capital Stock Exchange, Asset Acquisition, Stock Purchase, Reorganization or Similar Business Combination (In Each Case, a “Business Combination”) With One or More Businesses (Each a “Target”) as Described in the Company’s Registration Statement on Form S-1 (File No. 333-256578), as Amended, Filed With the U.S. Securities and Exchange Commission (“Registration Statement”) in Connection With the Company’s Initial Public Offering (“Ipo”). 1. Services and Fees. (A) the Advisor Will, From Time to Time, Upon the Company’s Request and in Consultation With the Company: (I) Assist the Company in Arranging Meetings With Its Stockholders to Discuss One or More Potential Business Combinations, Including Making Calls to Stockholders and Providing Business Updates and Marketing Feedback, in All Cases to the Extent Legally Permissible; (II) Introduce the Company to Potential Investors to Purchase the Company’s Publicly-Traded Securities in After-Market Transactions Following the Public Announcement of the Business Combination; (III) Provide Financial Advisory Services to Assist the Company in Its Efforts to Obtain Any Stockholder Approval for One or More Business Combinations, Until Such Time as the Company Has Completed an Initial Business Combination; and (IV) Assist the Company With Any Press Releases and/or Filings Related to Any Business Combination or Related Targets (The Activities Described in the Foregoing Clauses (I)-(IV), the “Services”)
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