BamSEC and AlphaSense Join Forces
Learn More

KII Liquidating Inc.

Underwriting Agreements Filter

EX-1
from SC 13D 34 pages Stock Purchase Agreement
12/34/56
EX-1
from SC 13G 1 page Joint Filing Agreement Pursuant to Rule 13d-1
12/34/56
EX-1
from SC 13D/A 3 pages Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Katy Industries Gamco Asset Management Inc. 12/07/07 22,000 1.3866 12/06/07 5,500 1.4000 12/05/07 16,700 1.3840 12/04/07 2,000 1.3950 12/03/07 7,600 1.4000 12/03/07 5,500- 1.4000 11/30/07 3,000- 1.2000 11/30/07 5,800 1.3431 11/29/07 1,500- 1.1435 Gabelli Advisers, Inc. 11/30/07 3,000 1.1000 Gabelli Funds, LLC. Gabelli Small Cap Growth Fund 12/07/07 21,700 1.3866 12/06/07 5,500 1.4000 12/05/07 16,800 1.3840 (1) Unless Otherwise Indicated, All Transactions Were Effected on the Over-The-Counter Market. (2) Price Excludes Commission
12/34/56
EX-1
from SC 13D/A 3 pages Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Katy Industries Gamco Asset Management Inc. 11/28/07 2,500- 1.4500 11/28/07 8,800 1.4489 11/27/07 31,200 1.4000 11/26/07 10,000 1.4000 11/23/07 3,000 1.2500 11/23/07 18,100 1.2773 11/23/07 6,000 1.2500 11/23/07 9,000- 1.2500 11/21/07 23,500 1.1628 11/21/07 3,700 .9000 11/21/07 2,800 .9886 11/21/07 2,000 1.1000 11/20/07 200 .8625 11/15/07 500- 1.1500 11/12/07 1,000- 1.2750 Gabelli Advisers, Inc. 11/28/07 300 1.4300 11/27/07 3,700 1.4000 11/26/07 1,000 1.4000 Gabelli Funds, LLC. Gabelli Value Fund 11/26/07 1,000- 1.4500 Gabelli Asset Fund 11/14/07 500 1.3500 11/13/07 3,500 1.3143 (1) Unless Otherwise Indicated, All Transactions Were Effected on the Over-The-Counter Market. (2) Price Excludes Commission
12/34/56
EX-1
from SC 13D/A 3 pages Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Katy Industries Gamco Asset Management Inc. 11/01/07 1,300- 1.1769 10/29/07 5,000 1.0500 10/26/07 1,500 1.0833 10/15/07 10,000 1.2050 10/09/07 4,000 1.5000 10/08/07 5,100 1.4500 10/08/07 1,000 1.5000 10/08/07 2,000- 1.4500 10/05/07 500 1.4500 10/03/07 7,200 1.3500 10/01/07 1,500 1.4000 9/24/07 1,300 1.1500 9/24/07 1,000- 1.1500 9/17/07 1,000- 1.2000 9/14/07 1,000 1.2700 9/12/07 2,100- 1.3571 9/11/07 1,000- 1.6000 9/11/07 2,000 1.6000 9/07/07 1,000- 1.6000 9/05/07 2,000 1.5000 9/04/07 3,000 1.5000 9/04/07 500- 1.5000 Gabelli Advisers, Inc. 11/02/07 20,500 1.4900 9/28/07 3,000 1.3500 Gabelli Funds, LLC. Gabelli Value Fund 10/31/07 1,900- 1.3000 10/15/07 1,100- 1.2500 Gabelli Asset Fund 10/31/07 1,000- 1.3000 10/15/07 900- 1.2500 Gabelli Capital Asset Fund 10/18/07 2,000 1.2500 (1) Unless Otherwise Indicated, All Transactions Were Effected on the Over-The-Counter Market. (2) Price Excludes Commission
12/34/56
EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Katy Industries, Inc. Gamco Asset Management Inc. 6/12/07 8,600- 1.1000 6/11/07 12,700- 1.1000 Gabelli Funds, LLC. Gabelli Capital Asset Fund 6/11/07 59,500- 1.1000 (1) Unless Otherwise Indicated, All Transactions Were Effected on the Over-The-Counter Market. (2) Price Excludes Commission
12/34/56
EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Katy Industries Gamco Asset Management Inc. 6/05/07 300- 1.3000 6/01/07 165,000- *Do 5/29/07 4,200- 1.1000 5/23/07 15,767- 1.1000 5/22/07 7,200- 1.1610 5/21/07 900- 1.2000 5/18/07 2,200- 1.2569 5/16/07 233- 1.3000 5/15/07 600- 1.3180 5/14/07 500- 1.3000 5/11/07 1,000- 1.3500 5/08/07 1,000 1.4000 5/04/07 4,000 1.3900 5/03/07 5,000 1.4000 5/02/07 4,500 1.4000 5/02/07 3,000- 1.3700 4/30/07 7,000- 1.3400 4/27/07 500- 1.3400 4/26/07 3,100- 1.3529 4/26/07 7,500- 1.3493 4/18/07 800- 1.4000 4/13/07 1,000- 1.4100 Gabelli Funds, LLC. Gabelli Small Cap Growth Fund 5/31/07 5,000- 1.0975 5/02/07 700 1.4000 5/01/07 2,800 1.3857 4/30/07 4,500 1.3533 (1) Unless Otherwise Indicated, All Transactions Were Effected on the Otc Bulletin Board. (2) Price Excludes Commission. (*) Results in Change of Dispositive Power and Beneficial Ownership
12/34/56
EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Katy Industries Gamco Asset Management Inc. 6/21/06 10,200- 2.3800 6/20/06 1,200- 2.3800 6/16/06 4,900- 2.3908 6/15/06 4,300- 2.4767 6/14/06 4,300- 2.5800 6/13/06 1,000- 2.6350 6/12/06 400 2.8700 6/08/06 500- 2.9500 6/05/06 100 2.8700 6/02/06 3,700- 2.8578 6/02/06 3,000 2.8833 6/01/06 1,000 3.0150 6/01/06 1,500- 2.9920 5/31/06 3,200- 3.0688 5/31/06 3,000- 3.0713 5/31/06 3,000 3.0713 5/31/06 1,000 3.0450 5/30/06 1,000 2.9000 5/26/06 1,000 2.8800 5/26/06 8,000- 2.8078 5/24/06 1,500- 2.4000 5/23/06 1,700- 2.3447 5/23/06 1,500- 2.3200 5/22/06 300- 2.3600 5/19/06 1,500- 2.4200 5/17/06 2,500- 2.5000 5/12/06 500- 2.7000 5/10/06 500- 2.7500 5/08/06 1,800 2.9000 5/05/06 2,000- 2.8000 5/04/06 12,300 2.8202 5/03/06 8,400 2.8274 4/26/06 4,600- 2.8515 4/25/06 900- 2.8500 Gabelli Funds, LLC. Gabelli Value Fund 6/19/06 2,000- 2.3460 5/24/06 1,300- 2.5077 4/27/06 700- 2.8300 4/26/06 1,000- 2.8790 Gabelli Capital Asset Fund 5/26/06 2,000 2.8900 (1) Unless Otherwise Indicated, All Transactions Were Effected on the NYSE. (2) Price Excludes Commission. (*) Results in Change of Dispositive Power and Beneficial Ownership
12/34/56
EX-1
from SC 13D/A 1 page Underwriting agreement
12/34/56
EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Katy Industries Gamco Investors, Inc. 12/21/04 1,000- 5.1840 12/06/04 500 5.1300 12/03/04 1,000- *Do 12/01/04 1,500- 5.3713 12/01/04 40,000 5.3000 12/01/04 1,000- 5.3550 11/30/04 5,600 5.3900 11/29/04 5,000 5.3992 11/29/04 1,000 5.4000 11/26/04 200 5.4100 11/24/04 1,000- 5.2790 (1) Unless Otherwise Indicated, All Transactions Were Effected on the NYSE. (2) Price Excludes Commission. (*) Results in Change of Dispositive Power and Beneficial Ownership
12/34/56
EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Katy Industries Gamco Investors, Inc. 11/18/04 132,100- *Do 10/08/04 200- 5.2400 (1) Unless Otherwise Indicated, All Transactions Were Effected on the NYSE. (2) Price Excludes Commission. (*) Results in Change of Dispositive Power and Beneficial Ownership
12/34/56
EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Katy Industries Gamco Investors, Inc. 6/17/04 600- 4.7183 6/07/04 1,000 5.2480 6/07/04 1,000- 5.2980 (1) Unless Otherwise Indicated, All Transactions Were Effected on the NYSE. (2) Price Excludes Commission
12/34/56
EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Katy Industries Gamco Investors, Inc. 8/26/03 500- 4.9500 8/01/03 1,000 4.8950 7/31/03 2,000 5.0000 7/30/03 3,700 4.9811 7/29/03 300 5.0000 7/28/03 6,000 4.9942 7/15/03 3,100 5.1877 7/09/03 500 5.0900 7/07/03 2,400 4.9454 7/01/03 1,000 4.9400 6/25/03 1,000- 4.6700 Gabelli Advisers, Inc. 8/20/03 600- 5.0000 8/19/03 1,000 4.9990 8/19/03 400- 5.0000 8/11/03 1,000 4.9000 8/01/03 100 4.9000 7/31/03 900 4.9000 7/25/03 1,000 4.8500 7/24/03 1,000 4.8500 7/23/03 1,000 4.8500 7/07/03 1,000 4.8500 (1) Unless Otherwise Indicated, All Transactions Were Effected on the NYSE. (2) Price Excludes Commission
12/34/56
EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Katy Industries Mjg Associates, Inc. Gabelli Performance Partnership 11/25/02 94,000- 3.1600 Gabelli International Ltd 11/25/02 94,000 3.1600 Gamco Investors, Inc. 12/18/02 1,000- 2.7750 12/02/02 1,000 3.3475 11/27/02 45,000 3.0531 11/27/02 50,000- 3.0500 11/26/02 50,000 3.1100 11/26/02 51,500- 3.1100 11/25/02 36,000- *Do 11/25/02 8,500- 3.1100 11/22/02 1,000 3.1390 11/18/02 500 3.1000 11/15/02 1,000 3.0000 10/30/02 2,000- 3.4125 Gabelli Advisers, Inc. 11/25/02 1,500 3.1500 (1) Unless Otherwise Indicated, All Transactions Were Effected on the NYSE. (2) Price Excludes Commission. (*) Results in Change of Dispositive Power and Beneficial Ownership
12/34/56
EX-1
from 4 1 page Attachment to Form 4 Issuer & Ticker Symbol: Katy Industries, Inc./Kt Statement For: November 25, 2002 Designated Filer: Gabelli Asset Management Inc. List of Joint Filers: Gabelli Group Capital Partners, Inc. One Corporate Center Rye, New York 10580 Mario J. Gabelli One Corporate Center Rye, New York 10580 Page 3 of 3
12/34/56
EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Katy Industries Gabelli International Limited 3/08/02 2,400 6.2342 Gabelli Advisers 3/11/02 500 6.3000 2/01/02 3,000 4.8000 1/23/02 3,000 4.2400 Gamco Investors 3/06/02 9,400 6.1862 3/06/02 2,000 6.3000 3/04/02 2,600 6.6500 2/27/02 4,200 6.7179 2/26/02 4,000 6.7150 2/26/02 4,000- 6.7575 2/26/02 4,000 6.7075 2/26/02 2,000 6.6900 2/26/02 2,000 6.6925 2/25/02 2,000 6.7000 2/25/02 200 6.4500 2/22/02 3,000 6.4033 2/22/02 2,000 6.1000 2/22/02 1,500 6.1000 2/19/02 1,000 6.4500 2/15/02 1,000 6.1000 2/15/02 3,500 6.2814 2/12/02 1,000 5.0000 Gabelli Funds, LLC. Gabelli Capital Asset Fund 2/14/02 200 5.5500 Gabelli Small Cap 2/13/02 3,100 5.5000 Gabelli Value Fund 2/25/02 10,000 6.5145 (1) Unless Otherwise Indicated, All Transactions Were Effected on the NYSE. (2) Price Excludes Commission
12/34/56
EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Katy Industries Gabelli International Ltd 6/25/01 1,800- 4.4861 6/01/01 1,600- 5.2350 Gamco Investors, Inc. 6/25/01 2,000 4.5950 6/25/01 2,000 4.5825 6/21/01 3,000 4.7000 6/20/01 3,000 4.6975 6/19/01 500- 4.7480 6/06/01 2,000 5.3000 6/05/01 4,000- 4.7950 6/05/01 7,000 5.3636 6/05/01 2,000- 4.8250 6/04/01 5,000- 4.6060 6/04/01 1,000- 4.6540 5/29/01 2,000- 5.6000 5/29/01 1,500- 5.6000 5/21/01 4,000- 4.6600 5/18/01 500- 4.6600 5/10/01 4,000- 5.2535 Gabelli Funds, LLC. Gabelli Capital Asset Fund 6/06/01 3,000 5.4417 Gabelli Abc Fund 6/19/01 1,500- 4.6600 6/14/01 1,000- 5.0100 6/04/01 1,000- 4.8700 5/22/01 3,000- 4.8483 (1) Unless Otherwise Indicated, All Transactions Were Effected on the NYSE. (2) Price Excludes Commission
12/34/56
EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Katy Industries Gamco Investors, Inc. 6/19/00 7,500 13.0000 6/19/00 4,000 12.9278 6/19/00 1,800 12.9278 6/14/00 200 12.0625 6/13/00 5,000 11.7625 6/07/00 1,500 11.5000 6/07/00 2,000- 11.3750 6/06/00 500 11.7500 6/02/00 2,000 11.9688 6/02/00 5,000 11.2450 6/01/00 2,000 10.5000 5/22/00 500 11.5000 5/19/00 500 11.0375 5/18/00 1,000 11.0000 5/17/00 2,000 11.5000 5/16/00 1,000 11.9375 5/16/00 5,000 12.0175 5/05/00 1,300 10.6538 5/04/00 700 10.6786 4/28/00 2,000 10.3750 4/26/00 2,500 10.3750 4/26/00 2,000 10.7500 Gabelli Funds, LLC. Gabelli Capital Asset Fund 6/02/00 3,000 10.9354 4/24/00 2,000 11.1469 4/19/00 2,000 10.9875 (1) Unless Otherwise Indicated, All Transactions Were Effected on the NYSE. (2) Price Excludes Commission
12/34/56
EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Katy Industries Gamco Investors, Inc. 6/19/00 7,500 13.0000 6/19/00 4,000 12.9278 6/19/00 1,800 12.9278 6/14/00 200 12.0625 6/13/00 5,000 11.7625 6/07/00 1,500 11.5000 6/07/00 2,000- 11.3750 6/06/00 500 11.7500 6/02/00 2,000 11.9688 6/02/00 5,000 11.2450 6/01/00 2,000 10.5000 5/22/00 500 11.5000 5/19/00 500 11.0375 5/18/00 1,000 11.0000 5/17/00 2,000 11.5000 5/16/00 1,000 11.9375 5/16/00 5,000 12.0175 5/05/00 1,300 10.6538 5/04/00 700 10.6786 4/28/00 2,000 10.3750 4/26/00 2,500 10.3750 4/26/00 2,000 10.7500 Gabelli Funds, LLC. Gabelli Capital Asset Fund 6/02/00 3,000 10.9354 4/24/00 2,000 11.1469 4/19/00 2,000 10.9875 (1) Unless Otherwise Indicated, All Transactions Were Effected on the NYSE. (2) Price Excludes Commission
12/34/56
EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Katy Industries Gamco Investors, Inc. 1/14/00 5,000 9.0838 1/07/00 5,000 8.7313 12/23/99 7,000 9.5000 12/23/99 1,000- 9.4375 12/22/99 6,000 9.1146 12/22/99 500 9.5000 12/22/99 4,000- 9.1250 12/15/99 1,500- 9.2275 12/15/99 1,000- 9.2295 12/10/99 3,000- 10.0000 12/03/99 2,000 10.7500 11/30/99 3,000 10.4167 11/22/99 2,000 10.0000 (1) Unless Otherwise Indicated, All Transactions Were Effected on the NYSE. (2) Price Excludes Commission
12/34/56