EX-4.1
from 10-K
18 pages
Neither These Securities Nor the Shares Into Which They May Be Converted Have Been Registered With the Securities and Exchange Commission or the Securities Commission of Any State, and Are Issued in Reliance Upon an Exemption From Registration Under the Securities Act of 1933, as Amended (The “Securities Act”), And, Accordingly, May Not Be Offered or Sold Except (I) Pursuant to an Effective Registration Statement Under the Securities Act or Pursuant to an Available Exemption From, or in a Transaction Not Subject To, the Registration Requirements of the Securities Act and (II) in Compliance With Applicable State Securities Laws or Blue Sky Laws. Notwithstanding the Foregoing, These Securities May Be Pledged in Connection With a Bona Fide
12/34/56
EX-4.1
from S-1
18 pages
Neither These Securities Nor the Shares Into Which They May Be Converted Have Been Registered With the Securities and Exchange Commission or the Securities Commission of Any State, and Are Issued in Reliance Upon an Exemption From Registration Under the Securities Act of 1933, as Amended (The “Securities Act”), And, Accordingly, May Not Be Offered or Sold Except (I) Pursuant to an Effective Registration Statement Under the Securities Act or Pursuant to an Available Exemption From, or in a Transaction Not Subject To, the Registration Requirements of the Securities Act and (II) in Compliance With Applicable State Securities Laws or Blue Sky Laws. Notwithstanding the Foregoing, These Securities May Be Pledged in Connection With a Bona Fide
12/34/56