EX-1.1
from 8-K
6 pages
This Letter Agreement (This “Agreement”) Constitutes the Agreement Between Cel-Sci Corporation (The “Company”) and H.C. Wainwright & Co., LLC (“Wainwright”), That Wainwright Shall Serve as the Exclusive Agent, Advisor or Underwriter in Any Offering (Each, an “Offering”) of Securities of the Company (The “Securities”) During the Term (As Hereinafter Defined) of This Agreement, Including, but Not Limited To, the Solicitation of the Exercise of Certain Warrant Holders of the Company. the Terms of Each Offering and the Securities Issued in Connection Therewith Shall Be Mutually Agreed Upon by the Company and Wainwright and Nothing Herein Implies That Wainwright Would Have the Power or Authority to Bind the Company and Nothing Herein Implies That the Company Shall Have an Obligation to Issue Any Securities. It Is Understood That Wainwright’s Assistance in an Offering Will Be Subject to the Satisfactory Completion of Such Investigation and Inquiry Into the Affairs of the Company as Wainwright Deems Appropriate Under the Circumstances and to the Receipt of All Internal Approvals of Wainwright in Connection With the Transaction. the Company Expressly Acknowledges and Agrees That Wainwright’s Involvement in an Offering Is Strictly on a Reasonable Best Efforts Basis and That the Consummation of an Offering Will Be Subject To, Among Other Things, Market Conditions. the Execution of This Agreement Does Not Constitute a Commitment by Wainwright to Purchase the Securities and Does Not Ensure a Successful Offering of the Securities or the Success of Wainwright With Respect to Securing Any Other Financing on Behalf of the Company. Wainwright May Retain Other Brokers, Dealers, Agents or Underwriters on Its Behalf in Connection With an Offering. A. Compensation; Reimbursement. at the Closing of Each Offering (Each, a “Closing”), the Company Shall Compensate Wainwright as Follows
12/34/56
EX-1.1
from 8-K
7 pages
This Letter Agreement (This “Agreement”) Constitutes the Agreement Between Cel-Sci Corporation (The “Company”) and Rodman & Renshaw, a Unit of H.C. Wainwright & Co., LLC (“Rodman”), That Rodman Shall Serve as the Exclusive Agent, Advisor or Underwriter in Any Offering (Each, an “Offering”) of Securities of the Company (“Securities”) During the Term (As Defined Below) of This Agreement, Including, but Not Limited To, the Solicitation of the Exercise of Certain Warrant Holders of the Company. the Terms of Each Offering and the Securities Issued in Connection Therewith Shall Be Mutually Agreed Upon by the Company and Rodman and Nothing Herein Implies That Rodman Would Have the Power or Authority to Bind the Company and Nothing Herein Implies That the Company Shall Have an Obligation to Issue Any Securities. It Is Understood That Rodman’s Assistance in an Offering Will Be Subject to the Satisfactory Completion of Such Investigation and Inquiry Into the Affairs of the Company as Rodman Deems Appropriate Under the Circumstances and to the Receipt of All Internal Approvals of Rodman in Connection With the Transaction. the Company Expressly Acknowledges and Agrees That Rodman’s Involvement in an Offering Is Strictly on a Reasonable Best Efforts Basis and That the Consummation of an Offering Will Be Subject To, Among Other Things, Market Conditions. the Execution of This Agreement Does Not Constitute a Commitment by Rodman to Purchase the Securities and Does Not Ensure a Successful Offering of the Securities or the Success of Rodman With Respect to Securing Any Other Financing on Behalf of the Company. Rodman May Retain Other Brokers, Dealers, Agents or Underwriters on Its Behalf in Connection With an Offering. A. Compensation; Reimbursement. at the Closing of Each Offering (Each, a “Closing”), the Company Shall Compensate Rodman as Follows
12/34/56
EX-1.1
from 8-K
8 pages
This Letter Agreement (This “Agreement”) Constitutes the Agreement Between Cel-Sci Corporation (The “Company”) and Rodman & Renshaw, a Unit of H.C. Wainwright & Co., LLC (“Rodman”), That Rodman Shall Serve as the Exclusive Agent, Advisor or Underwriter in Any Offering (Each, an “Offering”) of Securities of the Company (“Securities”) During the Term (As Defined Below) of This Agreement, Including, but Not Limited To, the Solicitation of the Exercise of Certain Warrant Holders of the Company. the Terms of Each Offering and the Securities Issued in Connection Therewith Shall Be Mutually Agreed Upon by the Company and Rodman and Nothing Herein Implies That Rodman Would Have the Power or Authority to Bind the Company and Nothing Herein Implies That the Company Shall Have an Obligation to Issue Any Securities. It Is Understood That Rodman’s Assistance in an Offering Will Be Subject to the Satisfactory Completion of Such Investigation and Inquiry Into the Affairs of the Company as Rodman Deems Appropriate Under the Circumstances and to the Receipt of All Internal Approvals of Rodman in Connection With the Transaction. the Company Expressly Acknowledges and Agrees That Rodman’s Involvement in an Offering Is Strictly on a Reasonable Best Efforts Basis and That the Consummation of an Offering Will Be Subject To, Among Other Things, Market Conditions. the Execution of This Agreement Does Not Constitute a Commitment by Rodman to Purchase the Securities and Does Not Ensure a Successful Offering of the Securities or the Success of Rodman With Respect to Securing Any Other Financing on Behalf of the Company. Rodman May Retain Other Brokers, Dealers, Agents or Underwriters on Its Behalf in Connection With an Offering. A. Compensation; Reimbursement. at the Closing of Each Offering (Each, a “Closing”), the Company Shall Compensate Rodman as Follows
12/34/56
EX-1.1
from 8-K
8 pages
This Letter Agreement (This “Agreement”) Constitutes the Agreement Between Cel-Sci Corporation (The “Company”) and Rodman & Renshaw, a Unit of H.C. Wainwright & Co., LLC (“Rodman”), That Rodman Shall Serve as the Exclusive Agent, Advisor or Underwriter in Any Offering (Each, an “Offering”) of Securities of the Company (“Securities”) During the Term (As Defined Below) of This Agreement, Including, but Not Limited To, the Solicitation of the Exercise of Certain Warrant Holders of the Company. the Terms of Each Offering and the Securities Issued in Connection Therewith Shall Be Mutually Agreed Upon by the Company and Rodman and Nothing Herein Implies That Rodman Would Have the Power or Authority to Bind the Company and Nothing Herein Implies That the Company Shall Have an Obligation to Issue Any Securities. It Is Understood That Rodman’s Assistance in an Offering Will Be Subject to the Satisfactory Completion of Such Investigation and Inquiry Into the Affairs of the Company as Rodman Deems Appropriate Under the Circumstances and to the Receipt of All Internal Approvals of Rodman in Connection With the Transaction. the Company Expressly Acknowledges and Agrees That Rodman’s Involvement in an Offering Is Strictly on a Reasonable Best Efforts Basis and That the Consummation of an Offering Will Be Subject To, Among Other Things, Market Conditions. the Execution of This Agreement Does Not Constitute a Commitment by Rodman to Purchase the Securities and Does Not Ensure a Successful Offering of the Securities or the Success of Rodman With Respect to Securing Any Other Financing on Behalf of the Company. Rodman May Retain Other Brokers, Dealers, Agents or Underwriters on Its Behalf in Connection With an Offering. A. Compensation; Reimbursement. at the Closing of Each Offering (Each, a “Closing”), the Company Shall Compensate Rodman as Follows
12/34/56
EX-1.1
from 8-K
11 pages
This Letter Agreement (This “Agreement”) Constitutes the Agreement Between Cel-Sci Corporation (The “Company”) and Rodman & Renshaw, a Unit of H.C. Wainwright & Co., LLC (“Rodman”), That Rodman Shall Serve as the Exclusive Agent, Advisor or Underwriter in Any Offering (Each, an “Offering”) of Securities of the Company (“Securities”) During the Term (As Defined Below) of This Agreement, Including, but Not Limited To, the Solicitation of the Exercise of Certain Warrant Holders of the Company. the Terms of Each Offering and the Securities Issued in Connection Therewith Shall Be Mutually Agreed Upon by the Company and Rodman and Nothing Herein Implies That Rodman Would Have the Power or Authority to Bind the Company and Nothing Herein Implies That the Company Shall Have an Obligation to Issue Any Securities. It Is Understood That Rodman’s Assistance in an Offering Will Be Subject to the Satisfactory Completion of Such Investigation and Inquiry Into the Affairs of the Company as Rodman Deems Appropriate Under the Circumstances and to the Receipt of All Internal Approvals of Rodman in Connection With the Transaction. the Company Expressly Acknowledges and Agrees That Rodman’s Involvement in an Offering Is Strictly on a Reasonable Best Efforts Basis and That the Consummation of an Offering Will Be Subject To, Among Other Things, Market Conditions. the Execution of This Agreement Does Not Constitute a Commitment by Rodman to Purchase the Securities and Does Not Ensure a Successful Offering of the Securities or the Success of Rodman With Respect to Securing Any Other Financing on Behalf of the Company. Rodman May Retain Other Brokers, Dealers, Agents or Underwriters on Its Behalf in Connection With an Offering. A. Compensation; Reimbursement. at the Closing of Each Offering (Each, a “Closing”), the Company Shall Compensate Rodman as Follows
12/34/56