EX-10.28
from 10-K
1 page
Reference Is Made to the Agreement (The “Agreement”) Between Lucid, Inc., D/B/a Caliber Imaging and Diagnostics, (“Caliber”) and H.C. Wainwright & Co., LLC (“Hcw”) Dated as of August 22, 2013 and as Amended on February 20, 2014 and February 28, 2014. in Accordance With Section 1 of the Agreement, Caliber Hereby Terminates the Agreement. This Notice Shall Be Deemed to Be the 6-Month Termination Notice Referred to in the Agreement. Lucid, Inc. By: /S/ Richard J. Pulsifer Richard J. Pulsifer, Chief Financial Officer
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EX-10.1
from 8-K
1 page
October 7, 2013 1. Contingent Only on Caliber Raising $6 Million in the Contemplated Offering, the Outstanding Principal and Interest of the $5 Million Note Will Be Converted in the Offering Into Caliber’s Common Stock on the Same Terms as the Shares That Are Sold to Other Investors in the Offering. 2. the Maturity of the $7 Million Note Will Be Extended by 3 Years, the Interest Rate Will Remain the Same but Interest Will Be Payable Only on Maturity, and the Only Events of Default Will Be Nonpayment at Maturity or Caliber’s Insolvency. 3. Upon the Conversion of the $5 Million Note, Caliber Will Issue to Northeast Fully-Vested Warrants to Purchase 150,000 Shares of Common Stock at an Exercise Price Equal to the Higher of $1.00 Per Share or the Price at Which Shares Are Sold in the Offering. /S/ /S/
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EX-10.3
from 8-K
4 pages
This Guaranty (This “Guaranty”), Made as of May 7, 2012 by L. Michael Hone (The “Guarantor”), in Favor of Northeast Lcd Capital, LLC (“Secured Party”), Is Entered Into in Connection With the Secured Demand Promissory Note (The “Note”), Dated as of the Date Hereof, Issued by Lucid, Inc. (The “Obligor”) in Favor of the Secured Party. 1. Guaranty
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