CommunityOne Bancorp – Filings and Transcripts – BamSEC

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Key Exhibits

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SEC EDGAR

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ended 06/30/16 Q2

ended 03/31/16 Q1

ended 12/31/15 FY 2015

ended 09/30/15 Q3

ended 06/30/15 Q2

Prospectuses and Registrations Filter

Securities registration termination

Updated info for already-effective prospectus

Updated info for already-effective prospectus

Updated info for already-effective prospectus

Updated info for already-effective prospectus

Ownership Filter

Carlyle Financial Services, Ltd.

Oak Hill Capital Partners III, L.P., Oak Hill Capital Management Partners III, L.P., Ohcp Mgp III, Ltd., Ohcp Mgp Partners III, L.P., OHCP GenPar III, L.P.

Ohcp Mgp III, Ltd.

TC Group Cayman Investment Holdings, L.P., TCG Financial Services, L.P., Carlyle Financial Services, Ltd., Carlyle Financial Services Harbor, L.P., Carlyle Group Inc (The), Carlyle Group Management L.L.C., Carlyle Holdings II GP L.L.C., Carlyle Holdings II L.L.C., TC Group Cayman Investment Holdings Sub L.P.

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Completion of Acquisition or Disposition of Assets, Notice of Delisting, Failure to Satisfy Listing Rule, or Transfer of Listing, Material Modification to Rights of Security Holders, Change of Control, Change in Directors, Officers or Compensation, Amendment to Articles of Incorporation or Bylaws, or Change in Fiscal Year

Capital Bank Financial and CommunityOne Receive Approval for Merger, Announce Shareholder Election Deadline Is October 24, 2016

Change in Directors, Officers or Compensation, Financial Statements or Exhibits

Announces Second Quarter Net Income of $3.9 Million

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Proxy related to merger

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Notice of effectiveness

Notice of effectiveness

Notice of effectiveness

Notice of effectiveness

Notice of effectiveness