EX-1
from DFAN14A
6 pages
Cusip No. 830137-10-5 1. Names of Reporting Persons. I.R.S. Identification Nos. of Above Persons (Entities Only) S.S. or I.R.S. Identification No. of Above Person First Union Real Estate Equity and Mortgage Investments I.R.S. I.D. No. 34–6513657 2. Check the Appropriate Box if a Member of a Group (See Instructions) (A) O (B) O 3. SEC Use Only 4. Source of Funds (See Instructions) Wc 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) O 6. Citizenship or Place of Organization Ohio Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power 1,301,400 8. Shared Voting Power - 0 - 9. Sole Dispositive Power 1,301,400 10. Shared Dispositive Power - 0 - 11. Aggregate Amount Beneficially Owned by Each Reporting Person 1,301,400 Shares 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) O 13. Percent of Class Represented by Amount in Row (11) 9.83% 14. Type of Reporting Person (See Instructions) Oo
12/34/56
EX-1
from DFAN14A
6 pages
Cusip No. 830137-10-5 1. Names of Reporting Persons. I.R.S. Identification Nos. of Above Persons (Entities Only) First Union Real Estate Equity and Mortgage Investments 34-6513657 2. Check the Appropriate Box if a Member of a Group (See Instructions) (A) O (B) O 3. SEC Use Only 4. Source of Funds (See Instructions) Wc 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) O 6. Citizenship or Place of Organization Ohio Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power 1,256,800 8. Shared Voting Power - 0 - 9. Sole Dispositive Power 1,256,800 10. Shared Dispositive Power - 0 - 11. Aggregate Amount Beneficially Owned by Each Reporting Person 1,256,800 Shares 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) O 13. Percent of Class Represented by Amount in Row (11) 9.5% 14. Type of Reporting Person (See Instructions) Oo
12/34/56
EX-1
from DFAN14A
5 pages
Cusip No. 048798102 1. Names of Reporting Persons. I.R.S. Identification Nos. of Above Persons (Entities Only) First Union Real Estate Equity and Mortgage Investments 34-6513657 2. Check the Appropriate Box if a Member of a Group (See Instructions) (A) O (B) O 3. SEC Use Only 4. Source of Funds (See Instructions) Wc 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) O 6. Citizenship or Place of Organization Ohio Number of Shares Beneficially Owned by Each Reporting Person With 7. Sole Voting Power 1,139,800 8. Shared Voting Power - 0 - 9. Sole Dispositive Power 1,139,800 10. Shared Dispositive Power - 0 - 11. Aggregate Amount Beneficially Owned by Each Reporting Person 1,139,800 Shares 12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) O 13. Percent of Class Represented by Amount in Row (11) 8.61% 14. Type of Reporting Person (See Instructions) Oo
12/34/56