EX-4.12
from 10-K
19 pages
By Its Acquisition Hereof or of a Beneficial Interest Herein, the (1) Acquirer Represents That It and Any Account for Which It Is Acting Is a “Qualified Purchaser,” as That Term Is Defined Under the Investment Company Act of 1940, as Amended (A “Qualified Purchaser”), and (2) Agrees for the Benefit of the Company That It Will Not Offer, Sell, Pledge or Otherwise Transfer This Security or Any Beneficial Interest Herein, Except to a Qualified Purchaser
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EX-4.2
from 10-Q
19 pages
The Securities Represented by This Instrument Have Not Been Registered Under the Securities Act of 1933, as Amended, or Securities Laws of Any State and May Not Be Transferred, Sold or Otherwise Disposed of Except While a Registration Statement Relating Thereto Is in Effect Under Such Act and Applicable State Securities Laws or Pursuant to an Exemption From Registration Under Such Act or Such Laws. Warrant to Purchase 1,910,417 Shares of Common Stock Dated as of August 5, 2013 MBIA Inc. a Connecticut Corporation
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EX-4.1
from 10-Q
19 pages
The Securities Represented by This Instrument Have Not Been Registered Under the Securities Act of 1933, as Amended, or Securities Laws of Any State and May Not Be Transferred, Sold or Otherwise Disposed of Except While a Registration Statement Relating Thereto Is in Effect Under Such Act and Applicable State Securities Laws or Pursuant to an Exemption From Registration Under Such Act or Such Laws. Warrant to Purchase 9,942,458 Shares of Common Stock Dated as of May 6, 2013 MBIA Inc. a Connecticut Corporation
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EX-4
from SC 13D
20 pages
The Securities Represented by This Instrument Have Not Been Registered Under the Securities Act of 1933, as Amended, or Securities Laws of Any State and May Not Be Transferred, Sold or Otherwise Disposed of Except While a Registration Statement Relating Thereto Is in Effect Under Such Act and Applicable State Securities Laws or Pursuant to an Exemption From Registration Under Such Act or Such Laws. the Securities Represented by This Certificate Are Subject to Transfer and Other Restrictions Set Forth in an Investment Agreement, Dated as of December 10 2007, Copies of Which Are on File With the Secretary of the Issuer. B-Warrant to Purchase 7,430,112 Shares of Common Stock Dated as of January 30, 2008 MBIA Inc. a Connecticut Corporation Issue Date: January 30, 2008
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