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Lillian Vernon Corp

Underwriting Agreements Filter

EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Lillian Vernon Corp. Mjg Associates, Inc. 7/03/03 1,000- 7.2500 Gabelli Securities, Inc. 7/03/03 3,000- 7.2500 Gabelli Performance Partnership 7/03/03 29,500- 7.2500 Gabelli International Ltd 7/03/03 63,400- 7.2500 Gamco Investors, Inc. 7/03/03 492,500- 7.2500 7/03/03 748,212- 7.2500 6/06/03 3,000- *Do 5/15/03 2,300- 7.1700 5/14/03 1,600- 7.1700 5/14/03 1,700 7.1197 5/14/03 1,700- 7.1700 5/13/03 1,500- 7.1700 5/13/03 2,000- 7.1700 Gabelli Associates Ltd 7/03/03 68,000- 7.2500 Gabelli Fund, Ldc 7/03/03 2,000- 7.2500 Gaf II 7/03/03 2,000- 7.2500 Gabelli Associates Fund 7/03/03 86,700- 7.2500 Gabelli Advisers, Inc. 7/03/03 10,000- 7.2500 Gabelli Funds, LLC. Gabelli Value Fund 7/03/03 130,000- 7.2500 Gabelli Small Cap Growth Fund 7/03/03 225,000- 7.2500 Gabelli Equity Trust 7/03/03 100,000- 7.2500 Gabelli Asset Fund 7/03/03 170,000- 7.2500 Gabelli Capital Asset Fund 7/03/03 55,000- 7.2500 Gabelli Abc Fund 7/03/03 30,200- 7.2500 (1) the Transactions on 7/03/03 Were in Connection With the Merger Described in Item 5 of This Amendment to Schedule 13d. Unless Otherwise Indicated, All Other Transactions Were Effected on the NYSE. (2) Price Excludes Commission. (*) Results in Change of Dispositive Power and Beneficial Ownership
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EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Lillian Vernon Corp. Gabelli Securities Inc. 4/16/03 3,000 7.0800 Gabelli Associates Ltd 4/16/03 28,000 7.0800 4/16/03 10,000 7.1133 4/16/03 30,000 7.0978 Gaf II 4/16/03 2,000 7.0800 Gabelli Associates Fund 4/16/03 35,000 7.0978 4/16/03 33,700 7.0800 4/16/03 20,000 7.1133 Gamco Investors, Inc. 4/16/03 22,000 7.0978 4/16/03 28,000 7.0800 4/16/03 12,000 7.1035 4/16/03 17,500 7.0869 4/16/03 9,000 7.0900 4/16/03 188,100 7.1035 3/24/03 2,000- 4.3425 3/20/03 1,000- *Do Gabelli Advisers, Inc. 3/10/03 1,500 3.8567 2/18/03 1,000 4.1000 Gabelli Funds, LLC. Gabelli Value Fund 3/04/03 1,000 3.8800 Gabelli Asset Fund 2/18/03 1,000- 4.1000 Gabelli Abc Fund 4/16/03 26,200 7.0938 Mjg Associates, Inc. Gabelli Fund, Ldc 4/16/03 2,000 7.0800 (1) Unless Otherwise Indicated, All Transactions Were Effected on the American Stock Exchange. (2) Price Excludes Commission. (*) Results in Change of Dispositive Power and Beneficial Ownership
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EX-1
from 4 1 page Attachment to Form 4 Issuer & Ticker Symbol: Lillian Vernon Corporation/Lvc Statement For: April 16, 2003 Designated Filer: Gabelli Asset Management Inc. List of Joint Filers: Gabelli Group Capital Partners, Inc. One Corporate Center Rye, New York 10580 Mario J. Gabelli One Corporate Center Rye, New York 10580 Page 3 of 3
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EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Lillian Vernon Corp. Gamco Investors, Inc. 12/23/02 3,000- 4.0143 12/20/02 5,000- 3.7660 12/19/02 4,000- 3.7188 12/16/02 500- 4.0400 12/06/02 5,500 4.5000 12/06/02 1,000- 4.0300 12/05/02 4,000- 4.1250 12/05/02 2,000- 4.0625 12/04/02 700- 4.2500 11/26/02 38,000- *Do 11/26/02 4,200- 4.3357 11/11/02 500- 4.8000 11/11/02 500 4.7800 10/30/02 2,000- 4.7000 10/30/02 4,000- 4.5713 Gabelli Funds, LLC. Gabelli Asset Fund 12/04/02 400- 4.2100 12/03/02 800- 4.3600 (1) Unless Otherwise Indicated, All Transactions Were Effected on the NYSE. (2) Price Excludes Commission. (*) Results in Change of Dispositive Power and Beneficial Ownership
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EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Lillian Vernon Corp. Gamco Investors, Inc. 5/24/02 1,000- 7.8500 5/10/02 4,000- 7.8500 4/30/02 1,000- 7.1000 4/30/02 1,000- 7.1000 4/30/02 1,000 7.1000 Gabelli Funds, LLC. Gabelli Value Fund 5/15/02 1,000- 8.0060 (1) Unless Otherwise Indicated, All Transactions Were Effected on the NYSE. (2) Price Excludes Commission. (*) Results in Change of Dispositive Power and Beneficial Ownership
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EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Lillian Vernon Corp. Gabelli Funds, LLC the Gabelli Asset Fund 4/27/99 2,000 14.4875 4/27/99 25,000 13.5500 4/27/99 3,500 13.8714 Gamco Investors, Inc. 4/29/99 15,000 14.8750 4/29/99 27,800 14.8750 4/28/99 2,500 14.5000 4/28/99 2,000 14.4063 4/27/99 2,000 13.5000 4/27/99 17,700 13.6490 4/27/99 5,000 13.6490 4/27/99 2,000 13.5750 4/26/99 20,500 13.4177 4/26/99 5,000 13.3750 (1) Unless Otherwise Indicated, All Transactions Were Effected on the American Stock Exchange. (2) Price Excludes Commission
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EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Lillian Vernon Corp. Mjg Associates, Inc. 4/19/99 1,000 13.8765 Gabelli International Ltd 4/16/99 2,000 13.1250 Gabelli Funds, LLC the Gabelli Abc Fund 4/19/99 2,000 14.4250 Gamco Investors, Inc. 4/23/99 16,000 13.1563 4/22/99 2,000 13.6250 4/22/99 2,000 13.7500 4/21/99 18,800 13.7869 4/20/99 4,000- 14.1334 4/20/99 1,200- 14.3750 4/20/99 3,000 13.7708 4/20/99 26,800 14.1334 4/20/99 2,400 14.3750 4/20/99 2,000 13.8750 4/20/99 300 13.9375 4/16/99 4,000 13.1094 4/15/99 1,000 13.3750 4/14/99 1,000 13.3750 4/13/99 18,500 13.2919 (1) Unless Otherwise Indicated, All Transactions Were Effected on the American Stock Exchange. (2) Price Excludes Commission
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EX-1
from 8-K ~50 pages Rights Agreement
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from SC 13D/A ~5 pages Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Lillian Vernon Corp. Mjg Associates 4/05/99 1,000 12.6250 Gamco Investors, Inc. 3/15/99 500- *Do 4/12/99 12,000 12.8542 4/09/99 500 13.2500 4/08/99 1,000 13.2500 4/07/99 15,000 13.2500 4/06/99 5,500 13.1894 4/06/99 1,000 13.1894 4/05/99 5,400 13.0810 4/01/99 2,800 12.2500 3/31/99 2,500 13.6500 3/30/99 3,000 13.9643 3/26/99 3,000 13.6250 3/24/99 2,000 13.7500 3/23/99 2,600 13.8125 3/22/99 2,000 13.9375 3/19/99 1,000 13.9806 3/19/99 1,900 13.9806 3/18/99 300 14.0000 3/16/99 3,000 14.0000 3/16/99 1,500 14.0000 3/15/99 500 14.0000 3/15/99 3,700 14.0000 3/12/99 1,400 13.9911 3/11/99 6,400 13.6641 3/10/99 5,500 14.0000 3/09/99 1,800 14.2500 3/08/99 1,200 14.3750 3/05/99 2,000 14.0000 3/05/99 2,000- 14.3375 3/05/99 2,800- 14.0000 3/05/99 2,000 14.3375 3/05/99 1,000 14.5000 3/05/99 7,500 14.4475 (1) Unless Otherwise Indicated, All Transactions Were Effected on the American Stock Exchange. (2) Price Excludes Commission. (*) Results in Change of Dispositive Power and Beneficial Ownership. . < ( + | & ! $ * ) ; - / , % _ > ?
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EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Lillian Vernon Corp. Gamco Investors, Inc. 3/04/99 2,800 14.0000 3/04/99 4,000 14.4375 3/04/99 2,000 14.3375 3/03/99 6,000 14.1458 3/02/99 4,200 14.1875 3/01/99 1,000 14.1875 3/01/99 2,100 14.1161 3/01/99 1,500 14.0625 2/26/99 2,900 14.0000 2/25/99 18,000 14.0500 2/25/99 2,000 14.0500 2/25/99 12,500 14.0000 2/24/99 2,500 14.2500 2/24/99 300- 14.3750 2/23/99 700- 14.3750 2/23/99 5,000 14.2500 2/22/99 600 14.2500 2/22/99 1,000 14.5000 2/19/99 1,900 14.2993 2/18/99 4,000 14.3125 2/17/99 2,000 14.2500 2/16/99 2,500 14.5000 2/12/99 8,500 14.6250 2/12/99 2,000 14.7500 2/12/99 1,000 14.6875 2/11/99 11,400 14.7500 2/11/99 1,000 14.9375 2/11/99 7,500 14.7500 2/09/99 2,500 14.9000 2/05/99 1,900 14.5000 2/04/99 2,600 14.6250 1/28/99 1,100 14.6250 (1) Unless Otherwise Indicated, All Transactions Were Effected on the American Stock Exchange. (2) Price Excludes Commission
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EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Lillian Vernon Corp. Mjg Associates, Inc. 1/08/99 2,000 15.5000 the Gabelli Performance Partnership 1/26/99 7,000 14.9821 Gabelli International Ltd 1/25/99 1,000 14.8750 1/11/99 12,000 15.4094 Gabelli Funds, Inc. the Gabelli Small Cap Growth Fund 1/08/99 15,000 15.5500 the Gabelli Global Multi Media Trust 1/27/99 15,000 14.9250 the Gabelli Capital Asset Fund 1/27/99 5,000 14.9250 1/11/99 2,000 15.4250 Gamco Investors, Inc. 1/27/99 4,000 14.8750 1/26/99 4,000 14.9688 1/25/99 4,000 14.6250 1/22/99 8,900 15.0000 1/20/99 1,500 15.5000 1/19/99 3,000 15.2500 1/15/99 3,000 14.6250 1/14/99 500 15.9375 1/12/99 5,200 15.5000 1/11/99 5,300 15.4729 1/08/99 16,100 15.4596 (1) Unless Otherwise Indicated, All Transactions Were Effected on the Ameriacn Stock Exchange. (2) Price Excludes Commission
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EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Lillian Vernon Corp. the Gabelli Performance Partnership 12/16/98 3,000 14.6167 12/14/98 3,100 14.2157 Gabelli Funds, Inc. the Gabelli Capital Asset Fund 12/22/98 3,000 14.3000 Gamco Investors, Inc. 1/07/99 17,000 15.5000 1/06/99 12,000 15.4833 1/06/99 3,000 15.4833 1/05/99 14,000 15.7545 1/04/99 1,000- 16.2500 12/24/98 1,600 14.5000 12/23/98 1,000 14.4183 12/23/98 9,400 14.4183 12/22/98 2,000 14.3125 12/21/98 1,000 14.3000 12/18/98 2,000 14.5000 12/15/98 7,700 14.0657 12/11/98 9,700 14.5000 12/10/98 5,000 14.5000 12/09/98 6,700 14.7500 Gabelli Advisors 1/07/99 5,000 15.5500 (1) Unless Otherwise Indicated, All Transactions Were Effected on the Ameriacn Stock Exchange. (2) Price Excludes Commission
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EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Lillian Vernon Corp. Gabelli International Ltd 12/07/98 90,000 14.5000 12/01/98 2,000 15.5000 11/30/98 6,500 15.0769 Gabelli Funds, Inc. the Gabelli Capital Asset Fund 11/20/98 10,000 14.3663 11/16/98 5,000 14.5500 Gamco Investors, Inc. 12/08/98 5,500 15.0000 12/08/98 500 15.0000 12/07/98 13,700 14.5232 12/04/98 1,000 14.5000 12/04/98 6,300 14.6984 12/03/98 2,500 15.5750 12/02/98 1,000 15.0000 11/30/98 2,200 14.7102 11/30/98 1,500- 15.1250 11/20/98 1,000 14.5625 11/18/98 2,000 14.3125 11/17/98 2,000 14.2375 11/17/98 1,000 14.2416 11/16/98 300 14.5000 11/13/98 3,000 14.3750 11/11/98 2,000 14.2500 11/10/98 3,500- 13.3929 11/04/98 1,000 13.0000 10/30/98 1,000 13.1875 10/28/98 2,300 13.0000 10/21/98 1,000 13.2500 (1) Unless Otherwise Indicated, All Transactions Were Effected on the American Stock Exchange. (2) Price Excludes Commission
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EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Lillian Vernon Corp. Gabelli International Ltd 7/15/98 4,000- 16.8750 Gamco Investors, Inc. 7/16/98 232,000 16.9996 (1) Unless Otherwise Indicated, All Transactions Were Effected on the American Stock Exchange. (2) Price Excludes Commission
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EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Lillian Vernon Corp. Gabelli Funds, Inc. the Gabelli Small Cap Growth Fund 6/10/98 50,500 17.8000 6/09/98 100 18.0500 6/08/98 6,900 18.0500 the Gabelli Capital Asset Fund 6/01/98 5,000 17.5500 the Gabelli Abc Fund 6/17/98 1,000 17.4250 Gamco Investors, Inc. 7/06/98 1,500 16.8482 7/02/98 1,500 17.0000 6/16/98 2,000 17.5000 6/15/98 3,000 17.6250 7/06/98 2,000 16.8482 7/01/98 2,000 16.8750 6/29/98 2,000 16.8438 6/22/98 1,000 16.8750 6/11/98 5,000 17.8750 6/10/98 1,000 18.0000 6/10/98 2,000 17.7500 6/05/98 1,000 18.0000 5/28/98 6,800 17.9485 (1) Unless Otherwise Indicated, All Transactions Were Effected on the American Stock Exchange. (2) Price Excludes Commission
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EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Lillian Vernon Corp. the Gabelli Performance Partnership 5/07/98 4,000 17.4643 5/01/98 4,000 17.4063 Gabelli International Ltd 5/18/98 3,000 18.3333 5/12/98 500 18.0000 5/07/98 3,000 17.4643 5/01/98 4,000 17.4063 4/30/98 6,000 17.5000 Gabelli International Ltd 5/21/98 11,000 18.1750 Gabelli Funds, Inc. the Gabelli Value Fund,inc. 5/27/98 5,000 17.8000 5/04/98 5,000 17.5500 the Gabelli Small Cap Growth Fund 4/30/98 5,000 17.4250 Gamco Investors, Inc. 5/19/98 5,000 18.0000 5/12/98 4,000 17.9828 5/08/98 3,000 17.9375 5/07/98 1,000 17.4313 5/06/98 2,000 17.3750 5/05/98 1,000 17.3750 4/29/98 4,000 16.9844 4/20/98 5,000 17.4975 5/26/98 1,500 18.0000 5/15/98 1,300 18.2500 5/12/98 6,200 17.9828 5/05/98 1,000 17.3750 5/04/98 1,000 17.3750 5/01/98 2,000 17.4375 4/30/98 2,800 17.5000 (1) Unless Otherwise Indicated, All Transactions Were Effected on the American Stock Exchange. (2) Price Excludes Commission
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EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Lillian Vernon Corp. Gabelli Funds, Inc. the Gabelli Small Cap Growth Fund 3/20/98 10,000 18.0500 3/19/98 5,000 18.0500 the Gabelli Capital Asset Fund 4/02/98 2,000 17.9250 3/24/98 3,000 17.5500 3/20/98 5,000 18.0500 Gamco Investors, Inc. 4/09/98 7,000 17.9444 4/02/98 2,000 17.7500 3/30/98 4,000 17.5000 3/27/98 2,000 17.6563 3/24/98 3,000 17.5804 3/20/98 12,000 18.0000 3/19/98 18,000 17.9792 4/15/98 2,000 17.7500 4/09/98 2,000 17.9444 4/08/98 1,500 18.0000 4/06/98 500 18.0000 4/02/98 3,000 17.7500 3/30/98 7,000 17.5000 3/27/98 500 17.5804 3/27/98 1,000 17.7500 3/20/98 4,000 18.0000 (1) Unless Otherwise Indicated, All Transactions Were Effected on the American Stock Exchange. (2) Price Excludes Commission
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EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Lillian Vernon Corp. Gemini Capital Management Ltd. 2/23/98 5,500 18.1568 Gabelli Funds, Inc. the Gabelli Value Fund,inc. 2/02/98 6,000 17.2021 1/21/98 4,000 16.8000 the Gabelli Small Cap Growth Fund 1/27/98 6,000 17.0292 1/22/98 4,000 16.7792 the Gabelli Equity Trust,inc. 3/16/98 12,000 17.8313 2/10/98 3,000 17.6604 the Gabelli Asset Fund 3/16/98 20,000 17.3444 the Gabelli Abc Fund 2/10/98 3,000 17.6604 1/22/98 2,000 16.7792 Gamco Investors, Inc. 3/13/98 5,000 17.0000 3/02/98 2,000 17.3656 2/10/98 2,000 17.6250 1/20/98 3,000 16.7500 3/16/98 1,500 17.1250 3/11/98 3,000 16.9917 3/10/98 3,000 16.8750 3/05/98 1,000 16.8750 2/10/98 3,000 17.6250 1/30/98 2,700 16.8750 1/29/98 300 16.8750 1/22/98 500 16.8750 1/20/98 2,000 16.7500 (1) Unless Otherwise Indicated, All Transactions Were Effected on the American Stock Exchange. (2) Price Excludes Commission
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EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Lillian Vernon Corp. Gabelli Funds, Inc. the Gabelli Value Fund,inc. 6/27/97 2,400 16.6750 the Gabelli Small Cap Growth Fund 6/27/97 1,900 16.8000 the Gabelli Asset Fund 6/18/97 10,000 16.1750 the Gabelli Abc Fund 5/23/97 1,800 15.8000 Gamco Investors, Inc. 7/17/97 3,000 17.0000 7/16/97 15,000 17.0000 7/15/97 2,000 17.0000 7/14/97 9,000 16.9861 6/27/97 1,000 16.5000 6/18/97 3,000 16.1125 6/17/97 1,800 16.0000 5/30/97 7,300 15.9533 5/23/97 2,700 15.7500 Gamco Investors, Inc. 6/18/97 10,000 16.1125 6/17/97 6,100 16.0000 6/04/97 3,500 15.9533 6/03/97 1,100- 15.8125 5/30/97 1,500 15.9533 5/23/97 500 15.7500 (1) Unless Otherwise Indicated, All Transactions Were Effected on the American Stock Exchange. (2) Price Excludes Commission. 31
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from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Lillian Vernon Corp. Gabelli Funds, Inc. the Gabelli Small Cap Growth Fund 5/02/97 8,100 14.2460 the Gabelli Equity Trust,inc. 4/09/97 5,300 14.0600 4/09/97 9,000 13.9806 the Gabelli Asset Fund 5/08/97 10,000 15.1750 4/18/97 10,000 13.9250 Gamco Investors, Inc. 5/09/97 1,600 15.0000 5/07/97 15,000 15.0000 5/06/97 2,500 15.0000 5/05/97 7,500 15.0000 5/05/97 2,000 14.1250 5/02/97 1,100 14.0000 5/01/97 5,000 14.2500 4/30/97 1,900 13.7500 4/29/97 10,000 14.0000 4/28/97 17,000 13.8382 4/21/97 3,000 13.8750 4/21/97 1,500- 13.7500 4/01/97 10,000- *Do 3/19/97 3,000 13.5000 3/18/97 100 13.5000 3/13/97 2,500 13.8750 (1) Unless Otherwise Indicated, All Transactions Were Effected on the American Stock Exchange. (2) Price Excludes Commission. (*) Results in Change of Dispositive Power and Beneficial Ownership. 35
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