EX-4.1
from S-3
3 pages
Incorporated Under the Laws of the State of Florida Number Hg 0320 Heritageglobal Inc. Shares Common Stock See Reverse for Certain Definitions Cusip 42727e 10 3 This Certifies That Specimen Is the Registered Holder of Shares of Common Stock, Par Value $0.01 Per Share, Fully Oaid and Non-Assessable of Heritage Global Inc. Transferable on the Books of the Corporation by the Holder Hereof, in Person or by Attorney, Upon Surrender of This Certificate Properly Endorsed. This Certificate Is Not Valid Until Countersigned by the Transfer Agent and Registered by the Registrar. Witness the Facsimile Seal of the Corporation and the Facsimile Signatures of Its Duly Authorized Officers. Dated: [Signature] Executive Vice President, General Counsel and Secretary [Seal] [Signature] Chied Executive Officer Conter Signed and Registered American Stock Transfer & Trust Company, LLC by (Brooklyn, Ny) Transfer Audit and Registrar Authorized Signature Certificate of Stock
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EX-4.1
from S-3
2 pages
The Corporation Will Furnish Without Charge to Each Stock Holder Who So Requests the Powers, Designations , Preferences and Relative, Participating, Optional or Other Special Rights of Each Class of Stock or Series Thereof of the Corporation and the Qualifications , Limitations, or Restrictions of Such Preferences and/or Rights . Such Request May Be Made to the Corporation or the Transfer Agent. the Following Abbreviations, When Used in the Inscription on the Face of This Certificate, Shall Be Construed as Though They Were Written Out in Full According to Applicable Laws or Regulations: Ten Com - As Tenants in Common Unif Gift Min Act - - - - - Custodian - - - - - Ten Ent - As Tenants by the Entireties ( Cust ) (Minor) Jt Ten - As Joint Tenants With Right of Under Uniform Gifts to Minors Survivorship and Not as Tenants Act _ _ _ _ _ _ _ in Common (State) Additional Abbreviations May Also Be Used Though Not in the Above List. for Value Received, ………………………………………………..hereby Sell, Assign and Transfer Unto
12/34/56
