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Tremont Advisers Inc

Underwriting Agreements Filter

EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Tremont Advisors-Class B Common Stock Mjg IV Ltd Partnership 9/24/01 3,540- 18.8444 Gabelli Foundation 10/01/01 28,000- 19.0000 8/30/01 8,500- 18.8000 8/29/01 9,500- 18.8200 8/28/01 4,000- 18.8250 8/27/01 2,000- 18.8100 Mario Gabelli 10/01/01 222,500- 19.0000 8/20/01 50,000- *Do 8/15/01 30,000- *Do Brighton Communications Corporation 10/01/01 130,756- 19.0000 Gabelli Associates Ltd 10/01/01 1,500- 19.0000 9/25/01 1,500 18.8200 Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Tremont Advisers-Class a Common Stock Mario J. Gabelli 10/01/01 407,464- 19.0000 10/01/01 223,805- 19.0000 9/25/01 20,001- *Do Gabelli Associates Ltd 10/01/01 1,500- 19.0000 9/26/01 1,500 18.8900 9/05/01 2,900 18.7103 8/22/01 2,000 18.4000 (1) the Dispositions on 10/01/01 Were in Connection With the Merger Described in Item 5 of This Amendment to Schedule 13d. All Other Transactions Were Effected on the NASDAQ National Market. (2) Price Excludes Commission. (*) Results in Change of Dispositive Power and Beneficial Ownership
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EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Tremont Advisers Class a Gabelli Foundation 8/07/01 980- 18.6800 8/06/01 2,000- 18.6200 7/30/01 6,000- 18.5694 7/26/01 2,500- 18.5294 7/24/01 2,800- 18.5500 Gabelli Securities, Inc. 6/30/01 50,390- *Do 6/27/01 2,000- *Do Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d Shares Purchased Average Date Sold(-) Price(2) Common Stock-Tremont Advisors "B" Brighton Communications Corporation 7/25/01 1,000- 18.5200 7/24/01 7,000- 18.5200 7/23/01 6,000- 18.5500 7/20/01 5,000- 18.5500 7/20/01 9,000- 18.5500 7/19/01 5,000- 18.5500 7/18/01 5,000- 18.5200 7/17/01 15,000- 18.5100 (1) Unless Otherwise Indicated, All Transactions Were Effected on the NASDAQ Small Cap Market. (2) Price Excludes Commission. (*) Results in Change of Dispositive Power and Beneficial Ownership
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EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d Shares Purchased Average Date Sold(-) Price Tremont Advisers - Class a Gabelli Group Capital Partners 5/21/01 282- *Do (*) Results in Change of Dispositive Power and Beneficial Ownership. Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price (2) Tremont Advisers - Class B Brighton Communications Corporation 6/13/01 800- 18.2500 6/12/01 1500- 18.0000 6/11/01 800- 18.2500 6/08/01 500- 18.0000 6/08/01 1500- 18.2500 6/07/01 1500- 18.5000 (1) Unless Otherwise Indicated All Transactions Were Effected on the NASDAQ Small Cap Market. (2) Price Excludes Commision
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EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d Shares Purchased Average Date Sold(-) Price Tremont Advisers - Class a Gabelli Group Capital Partners 5/21/01 282- *Do (*) Results in Change of Dispositive Power and Beneficial Ownership. Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price (2) Tremont Advisers - Class B Brighton Communications Corporation 6/13/01 800- 18.2500 6/12/01 1500- 18.0000 6/11/01 800- 18.2500 6/08/01 500- 18.0000 6/08/01 1500- 18.2500 6/07/01 1500- 18.5000 (1) Unless Otherwise Indicated All Transactions Were Effected on the NASDAQ Small Cap Market. (2) Price Excludes Commision
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EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Convertible Notes- Tremont Advisers "A" Mario J. Gabelli 8/01/00 84,405- 11.5000 8/01/00 18,953- 11.5000 6/28/00 20,192- *Do Gabelli Foundation 8/01/00 3,981- 11.5000 6/28/00 20,192 *DI Gabelli Securities, Inc. 8/01/00 8,309- 11.5000 8/01/00 10,348- 11.5000 Gabelli Group Capital Partners, Inc. 8/01/00 55- 11.5000 (1) Unless Otherwise Indicated, All Transactions Were Effected in Connection With the Tender Offer by the Issuer. (2) Price Excludes Commission. (*) Results in Change of Dispositive Power and Beneficial Ownership
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EX-1
from SC 13D/A 1 page Exhibit 1 to Schedule 13d John L. Keeley, Jr. and Keeley Investment Corp. Agree That, Unless Differentiated, This Amendment No. 1 to Schedule 13d Is Filed on Behalf of Both of the Parties. Date: May 20, 1996 Signature: /S/ John L. Keeley, Jr. Name: John L. Keeley, Jr. Date: May 20, 1996 Keeley Investment Corp. Signature: By: /S/ John L. Keeley, Jr. Name/Title: John L. Keeley, Jr., President
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