EX-10.1
from S-4
193 pages
Credit Agreement Dated as of November 13, 2007, as Amended and Restated as of September 19, 2012 Among Windy City Investments, Inc., as Holdings, Nuveen Investments, Inc., as the Borrower, the Lenders Party Hereto, Deutsche Bank AG New York Branch, as Administrative Agent, Deutsche Bank Securities Inc., Wells Fargo Securities, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley Senior Funding, Inc., as First-Lien Lead Arrangers and Bookrunners, Wells Fargo Bank, National Association, as First-Lien Syndication Agent and as Second-Lien Syndication Agent, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley Senior Funding, Inc., as First-Lien Documentation Agents Deutsche Bank Securities Inc., Wells Fargo Securities, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley Senior Funding, Inc., Barclays Capital, Jpmorgan Chase Bank, N.A., Ubs Securities LLC and Citigroup Global Markets Inc., as Second-Lien Lead Arrangers and Bookrunners, and Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley Senior Funding, Inc., Barclays Bank PLC, Jpmorgan Chase Bank, N.A., Ubs Securities LLC and Citigroup Global Markets Inc., as Second-Lien Documentation Agents With Respect to the Additional Extended First-Lien Term Loans and Revolving Credit Commitments Provided Under the Third Restatement Agreement: Merrill Lynch, Pierce, Fenner & Smith Incorporated, Deutsche Bank Securities Inc., Wells Fargo Securities, LLC, Morgan Stanley Senior Funding, Inc., Ubs Securities LLC, Citigroup Global Markets Inc., Rbc Capital Markets and Bmo Capital Markets as First-Lien Lead Arrangers and Bookrunners
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EX-10.1
from 8-K
172 pages
Credit Agreement Dated as of November 13, 2007, Among Windy City Investments, Inc., as Holdings, Windy City Acquisition Corp. (To Be Merged With and Into Nuveen Investments, Inc.), as the Merger Sub and Borrower, the Lenders Party Hereto and Deutsche Bank AG New York Branch, as Administrative Agent Deutsche Bank Securities Inc., Wachovia Capital Markets, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Morgan Stanley Senior Funding, Inc., as Lead Arrangers and Bookrunners, Wachovia Capital Markets, LLC, as Syndication Agent, and Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Morgan Stanley Senior Funding, Inc. as Documentation Agents
12/34/56