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Ugc Holdings Inc

Underwriting Agreements Filter

EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Unitedglobalcom a Gamco Investors, Inc. 8/09/02 7,000- 1.5759 8/05/02 2,000- 1.6350 8/05/02 1,500- 1.3700 8/02/02 5,000- 1.8640 7/29/02 10,000- 1.8100 7/25/02 2,000- 2.0750 7/23/02 500- 1.6700 7/22/02 3,000- 1.9067 7/16/02 800- 1.9600 7/15/02 5,000- 1.9556 7/11/02 1,600- 2.0000 7/08/02 1,000- 2.3200 6/25/02 9,591- 3.0520 6/24/02 11,500- 2.9743 Gabelli Funds, LLC. Gabelli Global Convertible Fund 6/25/02 7,206- 3.0520 (1) Unless Otherwise Indicated, All Transactions Were Effected on the NASDAQ National Market. (2) Price Excludes Commission
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EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Unitedglobalcom a Gabelli Securities, Inc. 12/31/01 20,010- 4.7275 Gabelli International Ltd 1/14/02 2,000- 4.4700 Gamco Investors, Inc. 1/31/02 21,000- 4.9167 1/30/02 51,800- 4.5883 1/29/02 78,675- 4.7423 1/28/02 216,000- 5.0301 1/28/02 2,000- 5.0100 1/15/02 2,000 4.5375 1/14/02 440- 4.5000 1/10/02 50,000 4.1100 1/09/02 2,000 4.0400 1/07/02 4,000- 4.0150 1/03/02 40,000 4.6400 12/31/01 3,500- 4.8629 Gabelli Advisers, Inc. 1/29/02 30,000- 4.5000 1/09/02 10,000- 3.9700 1/08/02 23,000- *Do 1/08/02 25,500- *Do 1/08/02 7,500- *Do 1/08/02 15,000- *Do (1) Unless Otherwise Indicated, All Transactions Were Effected on the NASDAQ National Market. (2) Price Excludes Commission. (*) Results in Change of Dispositive Power and Beneficial Ownership
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EX-1
from SC 13D/A 1 page Schedule II Information With Respect to Transactions Effected During the Past Sixty Days or Since the Most Recent Filing on Schedule 13d (1) Shares Purchased Average Date Sold(-) Price(2) Common Stock-Unitedglobalcom a Gabelli Securities, Inc. 12/14/01 32,000- 3.7100 12/28/01 55,000- 4.0750 12/18/01 13,000 3.6300 Gamco Investors, Inc. 12/28/01 20,000- 4.0700 12/28/01 11,000- 4.2500 12/28/01 22,700- 4.0641 12/28/01 2,000- 4.0175 12/28/01 1,000 4.0900 12/27/01 3,000- 3.9700 12/27/01 15,000 4.1470 12/27/01 26,175 4.2000 12/27/01 43,500- 4.0084 12/26/01 119,500- 3.6498 12/26/01 5,000- 3.5000 12/26/01 53,700 3.5500 12/24/01 147,100 3.5300 12/24/01 9,250- 3.3800 12/21/01 30,000- 3.5450 12/21/01 9,000- 3.7144 12/20/01 30,000- 3.5800 12/19/01 30,000- 3.6033 12/19/01 17,000- 3.5900 12/18/01 30,000- 3.4300 12/18/01 10,000- 3.6000 12/18/01 4,000- 3.4125 12/18/01 2,000- 3.4000 12/17/01 30,000- 3.2200 12/17/01 25,000- 3.2200 12/17/01 66,800- 3.3261 12/14/01 11,300- 3.7441 12/14/01 5,000- 3.7000 12/14/01 30,000- 3.7900 12/13/01 12,000- 4.0178 12/12/01 3,000- 4.0600 12/12/01 75,800- 4.0343 12/12/01 5,000- 4.0796 12/11/01 500- 4.0200 12/11/01 1,000- 3.9500 12/11/01 51,300- 4.0106 12/11/01 5,000- 4.0000 12/10/01 5,000 3.9800 12/10/01 7,000- 3.9614 12/10/01 114,500- 3.9317 11/27/01 2,000- 1.6227 11/27/01 2,000 1.7109 11/26/01 1,500- 1.7066 11/26/01 3,000- 1.7567 11/26/01 3,000 1.7066 11/20/01 2,000 1.8609 11/20/01 1,000- 1.7829 11/20/01 1,000- 1.8219 11/08/01 1,500- 1.0600 11/08/01 3,000 1.0613 11/08/01 1,500- 1.0613 Gabelli Funds, LLC. Gabelli Global Telecomm Fund 12/20/01 30,000- 3.5800 Gabelli Global Multimedia Trust 12/20/01 18,000- 3.5056 Gabelli Equity Trust 12/27/01 10,000- 4.0457 12/26/01 20,000- 4.0200 Gabelli Asset Fund 12/27/01 50,000- 4.0457 Gabelli Capital Asset Fund 12/27/01 10,000- 4.0457 12/20/01 10,000- 3.6600 12/17/01 10,000- 3.2500 (1) Unless Otherwise Indicated, All Transactions Were Effected on the NASDAQ National Market. (2) Price Excludes Commission
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EX-1
from SC 13D/A 1 page Underwriting agreement
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EX-1
from SC 13D/A ~5 pages Underwriting agreement
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EX-1
from SC 13D/A ~5 pages Underwriting agreement
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EX-1
from SC 13D/A ~5 pages Underwriting agreement
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EX-1
from SC 13D/A ~5 pages Underwriting agreement
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EX-1
from SC 13D/A ~1 page Underwriting agreement
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EX-1.3
from 8-K ~20 pages Underwriting agreement
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EX-1.2
from 8-K ~20 pages Underwriting agreement
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EX-1.2
from 8-A12G ~20 pages Certificate of Designation
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EX-1.1
from 8-A12G 1 page <page> Exhibit 1.1 Incorporated Under the Laws of the State of Delaware Number Shares Pd-__ *Specimen* Unitedglobalcom, Inc. 7% Series D Senior Cumulative Convertible Preferred Stock, $.01 Par Value This Certifies That Is the Owner of Shares of the Capital Stock of Unitedglobalcom, Inc. Transferable Only on the Books of the Corporation by the Holder Hereof in Person or by Attorney Upon Surrender of This Certificate Properly Endorsed. in Witness Whereof, the Said Corporation Has Caused This Certificate to Be Signed by Its Duly Authorized Officers and Its Corporate Seal to Be Hereunto Affixed This Day of A.D. 19___ Secretary Senior Vice President <page> [Reverse of Certificate] Certificate for Shares of Capital Stock Issued to Dated for Value Received, Hereby Sell, Assign and Transfer Unto Shares of the Capital Stock Represented by the Within Certificate, and Do Hereby Irrevocably Constitute and Appoint Attorney to Transfer the Said Stock on the Books of the Within Named Corporation With Full Power of Substitution in the Premises. Dated 19__ in Presence Of
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EX-1.1
from S-3/A ~50 pages Form of Underwriting Agreement
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EX-1
from 8-K ~10 pages Stock Sale Agreement
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