EX-4
from 10-K
14 pages
This Warrant and the Securities Issuable Upon Exercise of This Warrant Have Not Been Registered Under the Securities Act of 1933, as Amended (The “Act”), or Qualified Under Any State or Foreign Securities Laws and May Not Be Offered for Sale, Sold, Pledged, Hypothecated or Otherwise Transferred or Assigned Unless (I) a Registration Statement Covering Such Shares Is Effective Under the Act and Is Qualified Under Applicable State and Foreign Law or (II) the Transaction Is Exempt From the Registration and Prospectus Delivery Requirements Under the Act and the Qualification Requirements Under Applicable State and Foreign Law And, if the Corporation Requests, an Opinion Satisfactory to the Corporation to Such Effect Has Been Rendered by Counsel. Original Issue Date: January 24, 2014
12/34/56
EX-4.8
from S-1/A
6 pages
Form of Instructions for Use of Subscription Rights Certificate Instructions for Use of Energy Focus, Inc. Subscription Rights Certificate Consult Bny Mellon Shareowner Services or Your Bank or Broker as to Any Questions the Rights Will Expire at 5:00 Pm., New York City Time, on October 30, 2009, Unless Extended as Described in the Prospectus
12/34/56
EX-4.8
from S-1
10 pages
Form of Instructions for Use of Letter of Transmittal Instructions for Use of Energy Focus, Inc. Letter of Transmittal Consult Bank of New York Mellon Shareowner Services or Your Bank or Broker as to Any Questions the Rights Will Expire at 5:00 Pm., New York City Time, on November [___], 2009, Unless Extended as Described in the Prospectus
12/34/56