State Street Corporation Watch

from 10-Q 20 pages Material contract

from 10-Q 27 pages Material contract

from 10-Q 14 pages Material contract

from 10-Q 246 pages Material contract

from 10-Q 108 pages Material contract

from 10-K 15 pages Material contract

from 10-Q 7 pages Material contract

from 10-Q 325 pages Material contract

from 10-Q 20 pages Material contract

from 10-Q 137 pages Material contract

from 10-K 5 pages Material contract

from 10-Q 2 pages Material contract

from 10-Q 16 pages Material contract

from 10-Q 340 pages Material contract

from 10-Q 130 pages Amended and Restated State Street Corporation Supplemental Cash Incentive Plan Effective as of January 1, 2014

from 10-K 2 pages Material contract

from 10-Q 23 pages Material contract

from 8-K 52 pages 1 United States District Court District of Massachusetts United States of America V. State Street Corporation, Defendant ) ) ) ) ) ) ) ) ) Criminal No. Violation: Count One: Conspiracy to Commit Wire Fraud (18 U.S.C. § 1349) Deferred Prosecution Agreement Defendant State Street Corporation (The “Company”), Pursuant to the Authority Granted by the Company’s Board of Directors, and the United States Attorney’s Office for the District of Massachusetts (The “Office”), Enter Into This Deferred Prosecution Agreement (The “Agreement”). Criminal Information and Acceptance of Responsibility 1. the Company Acknowledges and Agrees That the Office Will File the Attached One- Count Criminal Information (The “Information”) in the United States District Court for the District of Massachusetts Charging the Company With Conspiracy to Commit Wire Fraud, in Violation of Title 18, United States Code, Section 1349. in So Doing, the Company: (A) Knowingly Waives Its Right to Indictment on This Charge, as Well as All Rights to Speedy Trial Pursuant to the Sixth Amendment to the United States Constitution, Title 18, United States Code, Section 3161, and Federal Rule of Criminal Procedure 48(b); and (B) Knowingly Waives Any Objection With Respect to Venue to Any Charges by the United States Arising Out of the Conduct Described in the Statement of Facts Attached Hereto as Attachment a (“Statement of Facts”), and Consents to the Filing of the Information, as Provided Under the Terms of This Agreement, in the United States District Court for the District of Massachusetts. the Office Agrees to Defer Prosecution of the Company and Any of Case 1:21-Cr-10153 Document 1-2 Filed 05/13/21 Page 2 of 52

from 10-Q 307 pages Material contract

from 10-Q 122 pages Amended and Restated State Street Corporation Supplemental Cash Incentive Plan Effective as of January 1, 2014