Thcg Inc – Filings and Transcripts – BamSEC

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Key Exhibits

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SEC EDGAR

Financials Filter

Late annual filing notification for FY 2001

ended 06/30/01 Q2

ended 03/31/01 Q1

ended 12/31/00 FY 2000

ended 06/30/00 Q2 2000 – amended

Prospectuses and Registrations Filter

Prospectus supplement

Shelf registration – amended

Shelf registration – amended

Shelf registration

Shelf registration – amended

Ownership Filter

Castle Creek Technology Partners LLC

Castle Creek Technology Partners LLC

News Filter

Change in Certifying Accountant, Change in Fiscal Year

Change of Control, Acquisition or Disposition of Assets, Financial Statements and Exhibits

Acquisition or Disposition of Assets, Financial Statements and Exhibits

Change of Control, Financial Statements and Exhibits

Other Events, Financial Statements and Exhibits

Proxies Filter

Definitive proxy

Preliminary proxy

Proxy for special meeting

Preliminary proxy related to merger

Definitive proxy

Other Filter

Statement regarding change in majority of directors